Willie Griffin, financial advisor Charlotte NC

Willie Griffin

CRD Number: 3005010
Current Firm: Advised Assets Group, LLC

Willie Griffin (CRD# 3005010) is an Investment Advisor Representative working at Advised Assets Group, LLC in Charlotte, NC and has over 15 years of experience in the finance industry.

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Merrill Lynch, Pierce, Fenner & Smith Incorporated
Company Name Location Dates Years
Empower Retirement Charlotte, NC Apr 2019 - Current 2
Unemployed Charlotte, NC Jun 2017 - Apr 2019 1
Nuveen Investments Chicago, IL Mar 2016 - Jun 2017 1
Tiaa Charlotte, NC May 2014 - Mar 2016 1
Teachers Personal Investors Services, Inc. Charlotte, NC May 2014 - Mar 2016 1
Wells Fargo Advisors Charlotte, NC Aug 2013 - Apr 2014 < 1
Hewitt Financial Services LLC Charlotte, NC Mar 2013 - Aug 2013 < 1
Aon Hewitt Charlotte, NC Dec 2012 - Aug 2013 < 1
Unemployed Dover, DE May 2011 - Dec 2012 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 2006
S65 NASAA Investment Advisors Law Examination Sep 2019
Contact Info for Willie F. Griffin
Phone Number: 844-302-2448
Registered State(s):
  • NC
By the Numbers
  • Total Assets Under Management
    62,274
    MILLIONS
  • Total Number of Accounts
    61,221
    ACCOUNTS
  • Average Account Value
    $1,017,200
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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