Annie Chen (CRD# 7060541) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Alhambra, CA and has over 5 years of experience in the finance industry.
CRD# 6232434
Bluepoint Wealth Advisors
CRD# 6770924
Wealth Management Partners Of Los Angeles
CRD# 6491551
Quantum Financial Advisors, LLC
Company Name | Location | Dates | Years |
---|---|---|---|
Merrill Lynch, Pierce, Fenner & Smith Incorporated | Alhambra, CA | Aug 2019 - Current | 5 |
Bank Of America, N.a. | Alhambra, CA | Aug 2019 - Current | 5 |
Unemployed | Rosemead, CA | Mar 2019 - Aug 2019 | < 1 |
Axa Advisors, LLC | New York, NY | Jan 2019 - Mar 2019 | < 1 |
Bank Of America | Monterey Park, CA | Feb 2016 - Jan 2019 | 2 |
Arrive World Inc. | Alhambra, CA | Jul 2013 - Dec 2015 | 2 |
Instyle Nails | Hollywood, CA | Jan 2015 - May 2015 | < 1 |
Smart Rate Insurance | Monterey Park, CA | Jan 2014 - Dec 2014 | < 1 |
Exam Code | Name | Passed Date |
---|---|---|
S66 | NASAA Uniform Combined State Law Examination | Apr 2019 |
- CA
- TX
-
Total Assets Under Management1,271,594MILLIONS
-
Total Number of Accounts2,911,578ACCOUNTS
-
Average Account Value$436,737
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Commissions
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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