Merrill Lynch, Pierce, Fenner & Smith Incorporated

Merrill Lynch, Pierce, Fenner & Smith Incorporated (CRD# 7691) is a financial advisory firm headquartered in New York, NY. They manage $639,574,153,975 in 1,831,494 accounts and serve the financial needs of clients across 49 states (or territories).

By the Numbers
  • Total Assets Under Management
    639,574
    MILLION
  • Total Number of Accounts
    1,831,494
    ACCOUNTS
  • Average Account Value
    $349,209
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

Financial Advisors at Merrill Lynch, Pierce, Fenner & Smith Incorporated
Showing 1 - 10 of 29,104 top financial advisors.
1
Suzanne Austin
CRD#: 2970671
225 W Wacker Dr, Chicago, IL 60606
103
Wealthminder
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Suzanne Austin (CRD# 2970671) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Chicago, IL and has over 30 years of experience in the finance industry. Suzanne Austin has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination,pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which putclients' interests first and comply with the Financial Planning Practice Standards.

2
Zachary Howland
CRD#: 5972682
11810 Grand Park Ave 8th Floor, North Bethesda, MD 20852
103
Wealthminder
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Zachary Howland (CRD# 5972682) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in North Bethesda, MD and has over 5 years of experience in the finance industry.
3
Jeffrey C. Adamson
CRD#: 1326517
308 Walker Ave S, Wayzata, MN 55391
101
Wealthminder
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Jeffrey Adamson (CRD# 1326517) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Wayzata, MN and has over 33 years of experience in the finance industry. Jeffrey Adamson has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

4
Colin T. Babb
CRD#: 5380153
145 S. State College Blvd, Suite 300, Brea, CA 92821
101
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5
S. Wesley Carpenter
CRD#: 4789118
601 N Section St, Fairhope, AL 36532
101
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S. Wesley Carpenter is a Financial Advisor in Fairhope, AL with Merrill Lynch.   In July 2017, I was named to Forbes' "America's Top Next-Generation Wealth Advisors" where I was ranked #6 in AL and #278 Nationally.

 

I am a Partner and Financial Advisor with THE HARTY CARPENTER GROUP, is a distinguished wealth management team in Fairhope, AL.   We have significant experience advising CEOs, Retirees, and other Professionals with virtually all aspects of their fina

6
Jeffrey H. Knotts
CRD#: 5849718
1152 15th St Nw, Washington, DC 20005
101
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Jeff joined the Group AG at Merrill Lynch in 2010 after graduating from the University of Tennessee in 2009 with a bachelor's degree in economics.  He and his team focus on creating customized financial strategies for individual clients and their families.  Using sophisticated techniques, he develops investment recommendations designed to assist you build, preserve and ultimately distribute your wealth.  He prides himself on his ability to listen and interpret your financial goals while leveraging the vast resources of Merrill Lynch to provide a wide range of possible strategies.

Jeff is a CERTIFIED FINANCIAL PLANNER™ (CFP®) certificant, a designation awarded by the Certified Financial Planner Board of Standards, Inc. He also holds a Chartered Retirement Planning CounselorSM (CRPC®) designation.

Jeff & his wife, Rachel, live in Woodbridge, VA where they both enjoy living active lifestyles.  They are involved with a variety of local charities and enjoy competing is running events throughout the year.

Certified Financial Planner Board of Standards, Inc. owns the certification marks CERTIFIED FINANCIAL PLANNER™ and CFP® in the U.S., which it awards to individuals who successfully complete CFP Board’s initial and ongoing certification requirements. CRPC® and Chartered Retirement Planning CounselorSM are registered service marks of the College for Financial Planning.

7
H. Erik Sabiers
CRD#: 2130223
2707 Colby Avenue, Suite 1401, Everett, WA 98201
101
Wealthminder
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H. Erik Sabiers (CRD# 2130223) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Everett, WA and has over 26 years of experience in the finance industry.
8
Anthony F. Bellino
CRD#: 5863622
6730 N Scottsdale Rd Ste# 150, Scottsdale, AZ 85253
100
Wealthminder
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True wealth is about more than money. It is about achieving life.
To that point, Tony and his Team believe strongly that it is their obligation to be accountable to and transparent with their clients and to place their best interests ahead of his own.
From stocks, bonds and socially responsible investing to business sales, Tony does and will do whatever it takes to help you realize your goals.
Tony graduated from Arizona State University in Tempe Arizona with a Bachelors of Science in Business and Communications. He returned to Scottsdale Arizona after having worked and studied at the Massachusetts Institute of Technology in Cambridge Massachusetts.
He is a partner with the Bellino Group and focuses on in-depth financial planning, business development and client relationships. Tony appreciates being able to draw on Merrill Lynch’s deep resources and specialists as well as his team to create solutions for difficult and challenging situations. During volatile markets, Tony helps clients set realistic goals and arms them with the financial information they need to make knowledgeable decisions.
Tony was a member of The National Association of Stock Plan Professionals(NASPP), an association committed to providing its members with services designed to enrich their professional skills and further their professional knowledge.
Tony and his family reside in Scottsdale Arizona.

9
Anthony R. Bottini III
CRD#: 5567091
225 Liberty St - 2 World Financial Ctr, New York, NY 10281
100
Wealthminder
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Anthony R Bottini III, AAMS, CRPC

Vice President

Portfolio Manager

Wealth Management Advisor

 

Annthony Richard Bottini III, AAMS, CRPC is one of the founding partners of BHG Associates, a wealth management advisory team with over 6 decades of experience in financial services.

 

Rick holds the Chartered Retirement Planning Counselor and Accredited Asset Management Specialist designations. He is a qualified Portfolio Manager who, in addition to providing traditional advice and guidance, can help clients pursue their objectives by building and managing his own personalized or defined strategies, which may incorporate individual stocks and bonds, Merrill Lynch model portfolios and third-party investment strategies. When servicing clients through the firm's Investment Advisory Program, a portfolio manager may manage his strategies on a discretionary basis.

 

Rick graduated from Hamilton College where he earned his BA in Economics and Political Science.

10
Dan Bruns
CRD#: 5532220
2301 Eldorado Pkwy, Suite 100, McKinney, TX 75070
100
Wealthminder
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Daniel Bruns (CRD# 5532220) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in McKinney, TX and has over 7 years of experience in the finance industry.
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