James Knause, financial advisor Carnegie PA

James Knause

CRD Number: 832273
Current Firm: Lpl Financial LLC

James Knause (CRD# 832273) is an Investment Advisor Representative working at Lpl Financial LLC in Carnegie, PA and has over 29 years of experience in the finance industry.

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Company Name Location Dates Years
Lpl Financial, LLC Carnegie, PA Oct 2019 - Current 4
Arthur/kent Inc. Carnegie, PA Jun 1983 - Current 41
Cadaret, Grant & Company, Inc. Carnegie, PA Oct 1988 - Oct 2019 31
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 1994
S65 NASAA Investment Advisors Law Examination Aug 2019
Contact Info for James K. Knause
Phone Number: 704-733-3300
Registered State(s):
  • PA
By the Numbers
  • Total Assets Under Management
    463,475
    MILLIONS
  • Total Number of Accounts
    1,910,545
    ACCOUNTS
  • Average Account Value
    $242,588
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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