Lpl Financial LLC

Lpl Financial LLC (CRD# 6413) is a financial advisory firm headquartered in Boston, MA. They manage $112,086,363,193 in 531,091 accounts and serve the financial needs of clients across 52 states (or territories).

By the Numbers
  • Total Assets Under Management
    112,086
    MILLION
  • Total Number of Accounts
    531,091
    ACCOUNTS
  • Average Account Value
    $211,049
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

Financial Advisors at Lpl Financial LLC
Showing 1 - 10 of 10,295 top financial advisors.
1
Paul B. Hoogendoorn
CRD#: 5349191
954 N. Main Ave, Sioux Center, IA 51250
103
Wealthminder
score

Paul Hoogendoorn (CRD# 5349191) is a Wealth Advisor working at LPL Financial LLC in Sioux Center, IA and has over 8 years of experience in the finance industry. Paul Hoogendoorn has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination,pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which putclients' interests first and comply with the Financial Planning Practice Standards.

2
Philip J. Liner
CRD#: 2356358
47569 Jefferson Ave, Chesterfield Twp, MI 48047
103
Wealthminder
score
Philip Liner (CRD# 2356358) is an Investment Advisor Representative working at Lpl Financial LLC in New Baltimore, MI and has over 22 years of experience in the finance industry. Philip Liner has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination,pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which putclients' interests first and comply with the Financial Planning Practice Standards.
3
Julie D. Martinez
CRD#: 5605585
2336 Pearl Street, Boulder, CO 80302
103
Wealthminder
score

Julie Martinez (CRD# 5605585) 

As an Advisor, Julie is an innovator in removing the obstacles people face when planning for the future. For over 15 years, she has assisted clients with transitions such as retirement/work-life reinvention, business transition, death of a loved one, financial windfall and inheritance. Julie has experience in cash-flow analysis, business owner planning strategies, next generation education, legacy and estate planning, and incorporating real estate, businesses and mineral interest holdings into a financial plan.

Julie began her career while still in grade school, helping her real estate broker mother with filing, organizing and showing property. Her mother treated every client as if he or she were a member of her own family. She was proud to have generations of families seek her advice on real estate matters and maintains many of those relationships into her own retirement. This early mentoring instilled in Julie a fundamental business belief: treat every client as if he/she were your family member and as if the relationship will last for generations. Julie graduated with honors from Colorado State University and earned her CERTIFIED FINANCIAL PLANNER™ designation. In 2009, she became a Sudden Money™ Advisor and is one of a handful of advisors nationally in the Institute’s Mastery Program. Prior to joining BSW Wealth Partners in 2015, Julie was co-owner of a financial planning firm.  Julie is past President of the West River Estate and Financial Planning Council and past Board Member of Zonta Club of the Black Hills.

When out of the office, Julie can be found skiing, mountain biking, and exploring the outdoors with
her husband and two teenage daughters.

Education, accreditation, leadership and service:

  • BA, Colorado State University
  • CERTIFIED FINANCIAL PLANNER™ (CFP®)
  • Certified Financial Transitionist™ (CFT™)
  • Member – Financial Planning Association
  • Volunteer – Women in Science Annual Youth Conference
  • Volunteer – Idea Wild, Biodiversity Conservation Organization
4
Ryan D. Olson
CRD#: 4896790
1266 Monterey St, San Luis Obispo, CA 93401
103
Wealthminder
score

Ryan Olson (CRD# 4896790) is an Investment Advisor Representative working at Lpl Financial LLC in San Luis Obispo, CA and has over 11 years of experience in the finance industry.  Ryan earned his MBA in financial planning from Indiana Wesleyan University in 2016. He has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination,pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which putclients' interests first and comply with the Financial Planning Practice Standards.

 

Ryan enjoys helping his clients understand how money can be used as a tool to bring meaning and definition to life.  

5
Chris A. Rondinelli
CRD#: 5577988
100 Northpointe Circe, Seven Fields, PA 16046
103
Wealthminder
score

Chris Rondinelli is a Financial Advisor with Seven Fields Wealth Management. Chris's mission is to help clients live a life of financial independence by acting as their personal Chief Financial Officer (CFO).  Chris specializes in retirement planning and retirement living.  He helps clients address these goals by focusing on the following areas:

 

  • Retirement Goal Planning - how to strive to achieve financial independence
  • Retirement Income Planning - how to generate the income you need
  • Social Security Planning - how to maximize your benefits
  • Medicare Planning - how to minimize your health care costs
  • Long-term Care Planning - how to protect yourself, your loved ones, and your assets
  • Estate Planning - how to prepare your legacy

 

Chris has been in the financial planning industry for over 8 years.  Chris has a bachelors degree in Economics with a concentration in Finance from the University of North Carolina at Chapel Hill.  Chris holds the following registrations:  Series 7, 63, and 65 with LPL Financial and licenses for Life & Health.  He is also a member of the Financial Planning Association.

 

Chris believes strongly in work-life balance.  In his spare time, he likes to travel, golf, play tennis, cook, and read. He also enjoys spending time with his Great Dane and he enjoys all that the beautiful city of Pittsburgh has to offer. 

6
David A. Gray
CRD#: 2241844
17550 N Perimeter Dr Ste 130, Scottsdale, AZ 85255
101
Wealthminder
score

David Gray (CRD# 2241844) is an Investment Advisor Representative working at Lpl Financial LLC in Scottsdale, AZ and has over 17 years of experience in the finance industry. David Gray has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

7
Stanley Oda
CRD#: 1779618
416 West Liberty Street, Medina, OH 44256
101
Wealthminder
score
Stanley Oda (CRD# 1779618) is an Investment Advisor Representative working at Lpl Financial LLC in Medina, OH and has over 28 years of experience in the finance industry. Stanley Oda has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination,pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which putclients' interests first and comply with the Financial Planning Practice Standards.
8
Roger M. Shorr
CRD#: 2019423
401 Washington Ave 7th Fl, Towson, MD 21204
101
Wealthminder
score

Roger Shorr (CRD# 2019423) is an Investment Advisor Representative working at Lpl Financial LLC in Towson, MD and has over 23 years of experience in the finance industry. Roger Shorr has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

9
James C. Bayard
CRD#: 6081998
6160 Perkins Rd. Suite 120, Baton Rouge, LA 70808
100
Wealthminder
score

James co-founded Capital South Wealth Management to address the needs of underserved families and individuals. James and the Capital South team work with clients to plan for wealth transfers whether by death, divorce or windfall. This process requires diligence and care to examine every aspect from asset protection, behavioral counseling, income planning, insurance, budgeting, estate planning and investments. 


James is an alum of the E.J. Ourso College of Business at Louisiana State University, where he graduated with both a Bachelor of Science in Finance and a Master of Science in Finance with a focus on Financial Planning. He is a CERTIFIED FINANCIAL PLANNER™ Professional, awarded by the Certified Financial Planner Board of Standards, Inc. In addition to the CFP® designation, James is also a Chartered Financial Consultant®. The ChFC® designation is awarded by the American College, a non-profit educational institution with the highest academic accreditation, dedicated to the development of financial professionals.


His professional securities registrations include Series 7-General Securities Representative, Series 66-Investment Adviser Representative, and Life, Health and Disability Insurance license. James is a member of several professional and community organizations including the Financial Planning Association (FPA), the Baton Rouge Estate & Business Planning Council, Forum 35, the Louisiana Association of Business and Industry and he currently serves as an ambassador of the Baton Rouge Area Chamber.

10
Donald G. Boyd Ii
CRD#: 4185736
1441 29th St Ste 310, West Des Moines, IA 50266
100
Wealthminder
score

Donald Boyd Ii (CRD# 4185736) is an Investment Advisor Representative working at Lpl Financial LLC in West Des Moines, IA and has over 18 years of experience in the finance industry.

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