Lpl Financial LLC

Lpl Financial LLC (CRD# 6413) is a financial advisory firm headquartered in Boston, MA. They manage $112,086,363,193 in 531,091 accounts and serve the financial needs of clients across 52 states (or territories).

By the Numbers
  • Total Assets Under Management
    112,086
    MILLION
  • Total Number of Accounts
    531,091
    ACCOUNTS
  • Average Account Value
    $211,049
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

Financial Advisors at Lpl Financial LLC
Showing 1 - 10 of 10,296 top financial advisors.
1
Thomas L. Ford
CRD#: 1613589
2 Pomperaug Office Park, Southbury, CT 06488
103
Wealthminder
score
Thomas Ford (CRD# 1613589) is an Investment Advisor Representative working at Lpl Financial LLC in Southbury, CT and has over 30 years of experience in the finance industry. Thomas Ford has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination,pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which putclients' interests first and comply with the Financial Planning Practice Standards.
2
Paul B. Hoogendoorn
CRD#: 5349191
954 N. Main Ave, Sioux Center, IA 51250
103
Wealthminder
score

Paul Hoogendoorn (CRD# 5349191) is a Wealth Advisor working at LPL Financial LLC in Sioux Center, IA and has over 8 years of experience in the finance industry. Paul Hoogendoorn has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination,pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which putclients' interests first and comply with the Financial Planning Practice Standards.

3
Philip J. Liner
CRD#: 2356358
47569 Jefferson Ave, Chesterfield Twp, MI 48047
103
Wealthminder
score
Philip Liner (CRD# 2356358) is an Investment Advisor Representative working at Lpl Financial LLC in New Baltimore, MI and has over 22 years of experience in the finance industry. Philip Liner has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination,pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which putclients' interests first and comply with the Financial Planning Practice Standards.
4
Julie D. Martinez
CRD#: 5605585
2336 Pearl Street, Boulder, CO 80302
103
Wealthminder
score

Julie Martinez (CRD# 5605585) 

As an Advisor, Julie is an innovator in removing the obstacles people face when planning for the future. For over 15 years, she has assisted clients with transitions such as retirement/work-life reinvention, business transition, death of a loved one, financial windfall and inheritance. Julie has experience in cash-flow analysis, business owner planning strategies, next generation education, legacy and estate planning, and incorporating real estate, businesses and mineral interest holdings into a financial plan.

Julie began her career while still in grade school, helping her real estate broker mother with filing, organizing and showing property. Her mother treated every client as if he or she were a member of her own family. She was proud to have generations of families seek her advice on real estate matters and maintains many of those relationships into her own retirement. This early mentoring instilled in Julie a fundamental business belief: treat every client as if he/she were your family member and as if the relationship will last for generations. Julie graduated with honors from Colorado State University and earned her CERTIFIED FINANCIAL PLANNER™ designation. In 2009, she became a Sudden Money™ Advisor and is one of a handful of advisors nationally in the Institute’s Mastery Program. Prior to joining BSW Wealth Partners in 2015, Julie was co-owner of a financial planning firm.  Julie is past President of the West River Estate and Financial Planning Council and past Board Member of Zonta Club of the Black Hills.

When out of the office, Julie can be found skiing, mountain biking, and exploring the outdoors with
her husband and two teenage daughters.

Education, accreditation, leadership and service:

  • BA, Colorado State University
  • CERTIFIED FINANCIAL PLANNER™ (CFP®)
  • Certified Financial Transitionist™ (CFT™)
  • Member – Financial Planning Association
  • Volunteer – Women in Science Annual Youth Conference
  • Volunteer – Idea Wild, Biodiversity Conservation Organization
5
Ryan D. Olson
CRD#: 4896790
1266 Monterey St, San Luis Obispo, CA 93401
103
Wealthminder
score

Ryan Olson (CRD# 4896790) is an Investment Advisor Representative working at Lpl Financial LLC in San Luis Obispo, CA and has over 11 years of experience in the finance industry.  Ryan earned his MBA in financial planning from Indiana Wesleyan University in 2016. He has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination,pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which putclients' interests first and comply with the Financial Planning Practice Standards.

 

Ryan enjoys helping his clients understand how money can be used as a tool to bring meaning and definition to life.  

6
Chris A. Rondinelli
CRD#: 5577988
100 Northpointe Circe, Seven Fields, PA 16046
103
Wealthminder
score

Chris Rondinelli is a Financial Advisor with Seven Fields Wealth Management. Chris's mission is to help clients live a life of financial independence by acting as their personal Chief Financial Officer (CFO).  Chris specializes in retirement planning and retirement living.  He helps clients address these goals by focusing on the following areas:

 

  • Retirement Goal Planning - how to strive to achieve financial independence
  • Retirement Income Planning - how to generate the income you need
  • Social Security Planning - how to maximize your benefits
  • Medicare Planning - how to minimize your health care costs
  • Long-term Care Planning - how to protect yourself, your loved ones, and your assets
  • Estate Planning - how to prepare your legacy

 

Chris has been in the financial planning industry for over 8 years.  Chris has a bachelors degree in Economics with a concentration in Finance from the University of North Carolina at Chapel Hill.  Chris holds the following registrations:  Series 7, 63, and 65 with LPL Financial and licenses for Life & Health.  He is also a member of the Financial Planning Association.

 

Chris believes strongly in work-life balance.  In his spare time, he likes to travel, golf, play tennis, cook, and read. He also enjoys spending time with his Great Dane and he enjoys all that the beautiful city of Pittsburgh has to offer. 

7
Rockie Zeigler III, CFP®
CRD#: 4746685
10326 N Juliet Ct Suite B, Peoria , IL 61615
103
Wealthminder
score

Rockie Zeigler III (CRD# 4746685) is a Certified Financial Planner (CFP®) and Private Portfolio Manager in Peoria Illinois with over 12 years of experience. Rockie is also the author of the soon to be released book, "Why Your Stock Fund Probably Sucks." It's a technical book comparing the structural differences between mutual funds and ETFs, as well as an in-depth analysis of active vs passive domestic stock & fixed income management. Rockie is also an Investment Advisor Representative (IAR).

8
David A. Gray
CRD#: 2241844
17550 N Perimeter Dr Ste 130, Scottsdale, AZ 85255
101
Wealthminder
score

David Gray (CRD# 2241844) is an Investment Advisor Representative working at Lpl Financial LLC in Scottsdale, AZ and has over 18 years of experience in the finance industry. David Gray has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

9
Erick V. Kirkman
CRD#: 3104651
2991 Kanell Blvd, Poplar Bluff, MO 63901
101
Wealthminder
score
Erick Kirkman (CRD# 3104651) is an Investment Advisor Representative working at Lpl Financial LLC in Poplar Bluff, MO and has over 18 years of experience in the finance industry.
10
Thomas J. Noel
CRD#: 2032263
37 Milwaukee Ave E, Fort Atkinson, WI 53538
101
Wealthminder
score

Thomas Noel (CRD# 2032263) is an Investment Advisor Representative working at Lpl Financial LLC in Fort Atkinson, WI and has over 27 years of experience in the finance industry.

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