Elizabeth MatternCRD Number: 6981858
Current Firm: Ubs Financial Services Inc.
Elizabeth Mattern (CRD# 6981858) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Chicago, IL and has over 3 years of experience in the finance industry.
Sequoia Wealth Management, LLC
Highpoint Planning Partners
Amplify Investments LLC
|Ubs Financial Services||Chicago, IL||Mar 2020 - Current||2|
|Td Ameritrade||Chicago, IL||Jul 2019 - Feb 2020||< 1|
|Miami University||Oxford, OH||Aug 2018 - Jun 2019||< 1|
|Wells Fargo Advisors||St. Louis, MO||Jun 2018 - Jul 2018||< 1|
|Miami University||Oxford, OH||Aug 2017 - May 2018||< 1|
|Hm Risk||St. Louis, MO||Jun 2017 - Jul 2017||< 1|
|Miami University||Oxford, OH||Aug 2016 - May 2017||< 1|
|Splash Boutique||St. Louis, MO||Jun 2016 - Aug 2016||< 1|
|Miami University||Oxford, OH||Aug 2015 - May 2016||< 1|
|Splash Boutique||St. Louis, MO||Jun 2014 - Aug 2015||1|
|St. Joseph's Academy||St. Louis, MO||Aug 2011 - May 2014||2|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Sep 2019|
Total Assets Under Management692,292MILLIONS
Total Number of Accounts1,073,865ACCOUNTS
Average Account Value$644,673
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Security ratings or pricing services
- Educational seminars/workshops
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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