Ubs Financial Services Inc.
Ubs Financial Services Inc. (CRD# 8174) is a financial advisory firm headquartered in Weehawken, NJ. They manage $358,253,449,119 in 860,383 accounts and serve the financial needs of clients across 48 states (or territories).
Total Assets Under Management358,253MILLION
Total Number of Accounts860,383ACCOUNTS
Average Account Value$416,388
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Security ratings or pricing services
- Educational seminars/workshops
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
By utilizing my experience and knowledge as a Certified Financial Planner, I create a roadmap for my clients' financial life. I call this roadmap their holistic financial plan.
While investment management is one very important part of my clients' financial plans, our conversation will not end with just investments. The advice I provide begins with understanding my clients' needs, wants, and wishes, their current financial position, as well as, all future changes. Once I have identified what's important to my client's and their families, I chart a course of action to help them achieve their goals.
John works as a financial advisor in UBS' Flagship office in New York City.
He has a specialty in Equity Compensation. In fact, he is one of a select few advisors nationwide that the firm designates as a Corporate Stock Benefit Consultant.
He travels extensively across the country as a member of UBS' Equity Plan Advisory Network in helping to educate and create financial plans for Senior and Mid level executives of Fortune 500 companies.
Prior to joining UBS in 2008, John served as an Associate at Lehman Brothers and Associate Group Director at Signature Securities, the investment management arm of Signature Bank. He helps to leverage the firm’s resources in advising corporations and their employees with their entire financial picture.
He is a graduate of Hobart College and the Delbarton School.
Patrick Sledz (CRD# 5066153) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Cincinnati, OH and has over 8 years of experience in the finance industry.
George Dimatteo (CRD# 1189418) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Williamsville, NY and has over 21 years of experience in the finance industry.
Teresa Gomez (CRD# 6100616) is an Investment Advisor Representative working at UBS Financial Services Inc. in Red Bank, NJ. Teresa has obtained the accreditation as Wealth Management Advisor and has 10 years of experience in the finance industry.
Carol Henry (CRD# 1264406) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Wayzata, MN and has over 18 years of experience in the finance industry.
Ivelisse Lapadula (CRD# 1868053) is an Associate Vice President - Investment Advisor working at Wells Fargo Advisors, LLC. in Coral Gables, FL and has over 21 years of experience in the finance industry.
Matthew Dodge (CRD# 6099481) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Concord, NH and has over 3 years of experience in the finance industry.
I believe that the best results are accomplished by starting with your personalized financial plan that we can agree upon together. For you, my team & I provide goal-based advice that’s aligns your financial goals to an investment strategy within the framework of a boutique family office (see our model below). Leveraging the broad array of resources at UBS, we act as investment consultants by selecting appropriate managers to meet your objectives with the backing of our global research team, leveraging the expertise of UBS investment professionals providing buy-side research on behalf of our clients globally.
Prior to joining the Randolph Wealth Management Partners, I was selected to be part of a 2 year apprenticeship program that could really be categorized as a "Masters in Financial Planning." I worked as a financial planning consultant to all Minnesota UBS financial advisors and their clients providing unbiased, product neutral advice around the design & implementation of financial planning strategies. Over that time, I advised on over 300+ financial plans. I increasingly came to work with select high performing teams in MN, which ultimately led me to join the Randolph Wealth Management Partners.
I graduated from Bethel University & live in Minneapolis, where I practice hot yoga & I enjoy biking around the lakes. My other endeavors include student mentoring, wilderness trips, & involvement in 2 businesses I've started – a content platform for aspiring entrepreneurs & the other a mobile app that helps you find new people that are near you.
Donald Adams (CRD# 1986789) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Wayzata, MN and has over 27 years of experience in the finance industry. Donald Adams has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.