Ubs Financial Services Inc.
Ubs Financial Services Inc. (CRD# 8174) is a financial advisory firm headquartered in Weehawken, NJ. They manage $358,253,449,119 in 860,383 accounts and serve the financial needs of clients across 48 states (or territories).
Total Assets Under Management358,253MILLION
Total Number of Accounts860,383ACCOUNTS
Average Account Value$416,388
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Security ratings or pricing services
- Educational seminars/workshops
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
By utilizing my experience and knowledge as a Certified Financial Planner, I create a roadmap for my clients' financial life. I call this roadmap their holistic financial plan.
While investment management is one very important part of my clients' financial plans, our conversation will not end with just investments. The advice I provide begins with understanding my clients' needs, wants, and wishes, their current financial position, as well as, all future changes. Once I have identified what's important to my client's and their families, I chart a course of action to help them achieve their goals.
John works as a financial advisor in UBS' Flagship office in New York City.
He has a specialty in Equity Compensation. In fact, he is one of a select few advisors nationwide that the firm designates as a Corporate Stock Benefit Consultant.
He travels extensively across the country as a member of UBS' Equity Plan Advisory Network in helping to educate and create financial plans for Senior and Mid level executives of Fortune 500 companies.
Prior to joining UBS in 2008, John served as an Associate at Lehman Brothers and Associate Group Director at Signature Securities, the investment management arm of Signature Bank. He helps to leverage the firm’s resources in advising corporations and their employees with their entire financial picture.
He is a graduate of Hobart College and the Delbarton School.
P.J. Pearlstone (CRD# 5742586) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Baltimore, MD and has over 7 years of experience in the finance industry.
Patrick Sledz (CRD# 5066153) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Cincinnati, OH and has over 8 years of experience in the finance industry.
George Dimatteo (CRD# 1189418) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Williamsville, NY and has over 21 years of experience in the finance industry.
Teresa Gomez (CRD# 6100616) is an Investment Advisor Representative working at UBS Financial Services Inc. in Red Bank, NJ. Teresa has obtained the accreditation as Wealth Management Advisor and has 10 years of experience in the finance industry.
Carol Henry (CRD# 1264406) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Wayzata, MN and has over 19 years of experience in the finance industry.
Ryan Kneipper (CRD# 5221445) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Dallas, TX and has over 10 years of experience in the finance industry.
Ivelisse Lapadula (CRD# 1868053) is an Associate Vice President - Investment Advisor working at Wells Fargo Advisors, LLC. in Coral Gables, FL and has over 21 years of experience in the finance industry.