Ubs Financial Services Inc.

Ubs Financial Services Inc. (CRD# 8174) is a financial advisory firm headquartered in Weehawken, NJ. They manage $496,034,949,376 in 957,738 accounts and serve the financial needs of clients across 49 states (or territories).

By the Numbers
  • Total Assets Under Management
    496,035
    MILLION
  • Total Number of Accounts
    957,738
    ACCOUNTS
  • Average Account Value
    $517,923
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
  • Educational seminars/workshops
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

Financial Advisors at Ubs Financial Services Inc.
Showing 1 - 10 of 10,346 top financial advisors.
1
Robert Anders
CRD#: 6094661
1055 Franklin Avenue, Suite 300, Garden City, NY 11530
103
Wealthminder
score

By utilizing my experience and knowledge as a Certified Financial Planner, I create a roadmap for my clients' financial life. I call this roadmap their holistic financial plan.

While investment management is one very important part of my clients' financial plans, our conversation will not end with just investments. The advice I provide begins with understanding my clients' needs, wants, and wishes, their current financial position, as well as, all future changes. Once I have identified what's important to my client's and their families, I chart a course of action to help them achieve their goals.

2
John Henry Hug
CRD#: 3114010
1285 Avenue Of The Americas, 15 Thru 18th Floors, New York, NY 10019
103
Wealthminder
score

John works as a financial advisor in UBS' Flagship office in New York City.

He has a specialty in Equity Compensation. In fact, he is one of a select few advisors nationwide that the firm designates as a Corporate Stock Benefit Consultant.

 

He travels extensively across the country as a member of UBS' Equity Plan Advisory Network in helping to educate and create financial plans for Senior and Mid level executives of Fortune 500 companies.

 

Prior to joining UBS in 2008, John served as an Associate at Lehman Brothers and Associate Group Director at Signature Securities, the investment management arm of Signature Bank. He helps to leverage the firm’s resources in advising corporations and their employees with their entire financial picture.

 

He is a graduate of Hobart College and the Delbarton School.

 

 

3
Tyler J. Lorigan
CRD#: 5394283
700 West 47th Street Ste 500, Kansas City, MO 64112
103
Wealthminder
score

Tyler Lorigan (CRD# 5394283) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Kansas City, MO.Tyler joined UBS in 2007 and holds Series 7 and 66 securities licenses. He earned the Certified Financial Planner™ (CFP®) designation in 2010 and the Chartered Financial Analyst (CFA) designation in 2015. Besides creating comprehensive financial plans for high net worth individuals, he works on financial analytics, conducts investment manager due diligence, and focuses on the team's retirement services and education. He is a graduate of the University of Missouri with a B.S. in Finance

4
Peter Paik
CRD#: 5031859
One Pointe Drive, Suite 140, Brea, CA 92821
103
Wealthminder
score

Peter Paik (CRD# 5031859) is an Investment Advisor Representative working at UBS Financial Services Inc. in Brea, CA and has over 5 years of experience in the finance industry.

5
P.J. Pearlstone
CRD#: 5742586
500 East Pratt Street, Baltimore, MD 21202
100
Wealthminder
score

P.J. Pearlstone (CRD# 5742586) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Baltimore, MD and has over 7 years of experience in the finance industry.

6
Thomas A. Siler Jr.
CRD#: 2708775
800 South Gay Street, Suite 2600, Knoxville, TN 37929
100
Wealthminder
score

Thomas Siler Jr. (CRD# 2708775) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Knoxville, TN and has over 18 years of experience in the finance industry. Thomas holds the CFP Designation

7
Patrick M. Sledz
CRD#: 5066153
The Towers At Kenwood, 8044 Montgomery Road, Cincinnati, OH 45236
100
Wealthminder
score

Patrick Sledz (CRD# 5066153) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Cincinnati, OH and has over 10 years of experience in the finance industry.

8
Tom Awadalla
CRD#: 5185665
The Towers At Kenwood, 8044 Montgomery Road, Cincinnati, OH 45236
98
Wealthminder
score

Tom Awadalla (CRD# 5185665) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Cincinnati, OH and has over 10 years of experience in the finance industry.

9
George E. Dimatteo
CRD#: 1189418
Village Park Business Center, 6390 Main Street, Williamsville, NY 14221
98
Wealthminder
score

George Dimatteo (CRD# 1189418) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Williamsville, NY and has over 23 years of experience in the finance industry.

10
Dylan T. Flategraff
CRD#: 5979881
444 Cedar St, Saint Paul, MN 55101
98
Wealthminder
score

Dylan Flategraff (CRD# 5979881) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Saint Paul, MN and has over 7 years of experience in the finance industry.

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