Ubs Financial Services Inc.

Ubs Financial Services Inc. (CRD# 8174) is a financial advisory firm headquartered in Weehawken, NJ. They manage $600,808,847,012 in 1,077,471 accounts and serve the financial needs of clients across 50 states (or territories).

By the Numbers
  • Total Assets Under Management
    600,809
    MILLION
  • Total Number of Accounts
    1,077,471
    ACCOUNTS
  • Average Account Value
    $557,610
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
  • Educational seminars/workshops
Types of Clients
Registered States
The map below shows states where this firm has explicit registration only.

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

Financial Advisors at Ubs Financial Services Inc.
Showing 1 - 10 of 9,263 top financial advisors.
1
Kenneth Abady
CRD#: 1563615
12220 El Camino Real, Suite 400, San Diego, CA 92130

Kenneth Abady (CRD# 1563615) is an Investment Advisor Representative working at Ubs Financial Services Inc. in San Diego, CA and has over 33 years of experience in the finance industry.

2
Sennai H. Abbay
CRD#: 6058165
555 California St, 34th, 36th & 46th Floors, San Francisco, CA 94104

Sennai Abbay (CRD# 6058165) is an Investment Advisor Representative working at Ubs Financial Services Inc. in San Francisco, CA and has over 11 years of experience in the finance industry.

3
Christine L. Abbott
CRD#: 5241462
299 Park Avenue, 8th,9th And 11th Floor, New York, NY 10171

Christine Abbott (CRD# 5241462) is an Investment Advisor Representative working at Ubs Financial Services Inc. in New York, NY and has over 17 years of experience in the finance industry. Christine Abbott has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

4
Dane C. Abbott
CRD#: 5619105
1999 Avenue Of The Stars, Suite 3600, Los Angeles, CA 90067

Dane Abbott (CRD# 5619105) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Los Angeles, CA and has over 14 years of experience in the finance industry.

5
Natalia E. Abbott
CRD#: 5016374
3560 Lenox Road Ne, 28th Floor, Atlanta, GA 30326

Natalia Abbott (CRD# 5016374) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Atlanta, GA and has over 18 years of experience in the finance industry.

6
Alice Abdalian
CRD#: 2520368
4600 S. Ulster Street -suite 700, Metro Point One, Denver, CO 80202

Alice Abdalian (CRD# 2520368) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Denver, CO and has over 26 years of experience in the finance industry.

7
Nicholas G. Abdy
CRD#: 4701550
2840 E. Skyline Drive, Suite 200, Tucson, AZ 85718

Nicholas Abdy (CRD# 4701550) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Tucson, AZ and has over 20 years of experience in the finance industry.

8
Gregg A. Abernathy
CRD#: 2531770
555 California Street, 32nd Floor/ Suite 3200, San Francisco, CA 94104

Gregg Abernathy (CRD# 2531770) is an Investment Advisor Representative working at Ubs Financial Services Inc. in San Francisco, CA and has over 29 years of experience in the finance industry.

9
James E. Abernethy
CRD#: 1821508
380 Knollwood Street, Winston Salem, NC 27103

James Abernethy (CRD# 1821508) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Winston Salem, NC and has over 35 years of experience in the finance industry.

10
Allen Abney
CRD#: 5549560
100 Crescent Court, Suite 400, Dallas, TX 75201

Allen Abney (CRD# 5549560) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Dallas, TX and has over 14 years of experience in the finance industry.

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