Clifford Rice (CRD# 5770496) is an Investment Advisor Representative working at Lpl Financial LLC in Crown Point, IN and has over 11 years of experience in the finance industry.
CRD# 4320235
Edward Jones
CRD# 6691750
Ameriprise Financial Services, LLC
CRD# 4849315
Captrust
Company Name | Location | Dates | Years |
---|---|---|---|
Lpl Financial LLC | Valpariso, IN | Dec 2018 - Current | 5 |
Rice & Rice | Valparaiso, IN | Sep 1972 - Current | 52 |
Lpl Financial LLC | Crown Point, IN | Feb 2018 - Dec 2018 | < 1 |
Sii Investments, Inc. | Crown Point, IN | Jan 2012 - Feb 2018 | 6 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Oct 2012 |
S65 | NASAA Investment Advisors Law Examination | Jun 2013 |
- IN
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Total Assets Under Management463,475MILLIONS
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Total Number of Accounts1,910,545ACCOUNTS
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Average Account Value$242,588
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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