Mackenzie SomozaCRD Number: 6909651
Current Firm: Ubs Financial Services Inc.
Mackenzie Somoza (CRD# 6909651) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Dallas, TX and has over 4 years of experience in the finance industry.
Hedgefield Wealth Management
Cravens Brothers Private Wealth Management LLC
Patton Wealth Advisors
|Ubs||Dallas, TX||Apr 2019 - Current||3|
|Goldman Sachs & Company LLC||Dallas, TX||Jan 2018 - Apr 2019||1|
|Ey||Dallas, TX||Aug 2016 - Dec 2017||1|
|Southern Methodist University||Dallas, TX||Aug 2015 - May 2016||< 1|
|Ashford Hospitality||Dallas, TX||May 2015 - Aug 2015||< 1|
|Southern Methodist University||Dallas, TX||Aug 2011 - May 2015||3|
|Ey||Dallas, TX||Jan 2015 - Mar 2015||< 1|
|Bkd LLP||Denver, CO||Jun 2014 - Aug 2014||< 1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Mar 2018|
|S66||NASAA Uniform Combined State Law Examination||May 2019|
Total Assets Under Management692,292MILLIONS
Total Number of Accounts1,073,865ACCOUNTS
Average Account Value$644,673
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Security ratings or pricing services
- Educational seminars/workshops
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.
Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.
If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!
Finding a Financial Advisor through Wealthminder
Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.
The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.
Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.
You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.
Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.