Laura Nguyen (CRD# 6981936) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Honolulu, HI and has over 5 years of experience in the finance industry.
CRD# 4818301
Mission Financial Group, LLC
CRD# 3199222
Ameriprise Financial Services, LLC
CRD# 1916417
Osaic Wealth, Inc.
Company Name | Location | Dates | Years |
---|---|---|---|
Bank Of America, N.a. | Honolulu, HI | Feb 2022 - Current | 2 |
Merrill Lynch, Pierce, Fenner & Smith Incorporated | Honolulu, HI | Jan 2020 - Current | 4 |
Raymond James Financial Services Advisors Inc. | Honolulu, HI | Oct 2019 - Dec 2019 | < 1 |
Raymond James Financial Services, Inc. | Honolulu, HI | Sep 2018 - Dec 2019 | 1 |
First Hawaiian Bank | Honolulu, HI | Sep 2018 - Dec 2019 | 1 |
Merrill Lynch, Pierce, Fenner, Smith Inc. | Honolulu, HI | Jun 2018 - Sep 2018 | < 1 |
Unemployed | Honolulu, HI | Jan 2018 - Jun 2018 | < 1 |
Hawaii Pacific University | Honolulu, HI | Sep 2014 - Dec 2017 | 3 |
Unemployed | Hamburg, | Nov 2015 - Jan 2016 | < 1 |
Leuphana University Of Lueneburg | Lueneburg, | Oct 2013 - Nov 2015 | 2 |
Leuphana University Of Lueneburg | Lueneburg, | Apr 2015 - Oct 2015 | < 1 |
Exam Code | Name | Passed Date |
---|---|---|
S66 | NASAA Uniform Combined State Law Examination | Sep 2019 |
- HI
- TX
-
Total Assets Under Management1,271,594MILLIONS
-
Total Number of Accounts2,911,578ACCOUNTS
-
Average Account Value$436,737
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Commissions
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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