Laura Nguyen, financial advisor Honolulu HI

Laura Nguyen

CRD Number: 6981936
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

Laura Nguyen (CRD# 6981936) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Honolulu, HI and has over 4 years of experience in the finance industry.

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Company Name Location Dates Years
Bank Of America, N.a. Honolulu, HI Feb 2022 - Current 2
Merrill Lynch, Pierce, Fenner & Smith Incorporated Honolulu, HI Jan 2020 - Current 4
Raymond James Financial Services Advisors Inc. Honolulu, HI Oct 2019 - Dec 2019 < 1
Raymond James Financial Services, Inc. Honolulu, HI Sep 2018 - Dec 2019 1
First Hawaiian Bank Honolulu, HI Sep 2018 - Dec 2019 1
Merrill Lynch, Pierce, Fenner, Smith Inc. Honolulu, HI Jun 2018 - Sep 2018 < 1
Unemployed Honolulu, HI Jan 2018 - Jun 2018 < 1
Hawaii Pacific University Honolulu, HI Sep 2014 - Dec 2017 3
Unemployed Hamburg, Nov 2015 - Jan 2016 < 1
Leuphana University Of Lueneburg Lueneburg, Oct 2013 - Nov 2015 2
Leuphana University Of Lueneburg Lueneburg, Apr 2015 - Oct 2015 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Sep 2019
Contact Info for Laura T. Nguyen
Phone Number: 800-637-7455
Registered State(s):
  • HI
  • TX
By the Numbers
  • Total Assets Under Management
    1,271,594
    MILLIONS
  • Total Number of Accounts
    2,911,578
    ACCOUNTS
  • Average Account Value
    $436,737
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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