Nicholas McGuire, financial advisor Houston TX

Nicholas McGuire

CRD Number: 6973900
Current Firm: Charles Schwab & Company, Inc.

Nicholas McGuire (CRD# 6973900) is an Investment Advisor Representative working at Charles Schwab & Company, Inc. in Houston, TX and has over 4 years of experience in the finance industry.

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Nxt:gen Financial Planning
Company Name Location Dates Years
Charles Schwab & Company, Inc. Houston, TX Feb 2019 - Current 5
Charles Schwab Bank, Ssb Houston, TX Jun 2018 - Current 6
Charles Schwab & Company Inc. Plano, TX Jun 2019 - Aug 2019 < 1
Lousiana Tech University Ruston, LA Jun 2015 - Feb 2019 3
Lambright Sports And Wellness Ruston, LA Oct 2016 - Jan 2019 2
United Health Care Pittsburgh, PA Jun 2017 - Aug 2017 < 1
Mortgage Contracting Services Ruston, LA Feb 2016 - May 2016 < 1
Student Lewisville, TX Aug 2011 - Jun 2015 3
Studio Movie Grill Lewisville, TX Oct 2014 - Feb 2015 < 1
Old Navy Grapevine, TX Jul 2013 - Aug 2014 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Oct 2019
Contact Info for Nicholas O. McGuire
Phone Number: 415-667-7000
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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