Charles Schwab & Company, Inc.

Charles Schwab & Company, Inc. (CRD# 5393) is a financial advisory firm headquartered in San Francisco, CA. They serve the financial needs of clients across 51 states (or territories).

By the Numbers
  • Total Assets Under Management
    0
    MILLION
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

Financial Advisors at Charles Schwab & Company, Inc.
Showing 1 - 10 of 3,179 top financial advisors.
1
Kristofer G. Lyons
CRD#: 6068172
2423 E Lincoln Dr, Phoenix, AZ 85016
97
Wealthminder
score
Kristofer Lyons (CRD# 6068172) is an Investment Advisor Representative working at Charles Schwab & Company, Inc. in Phoenix, AZ and has over 4 years of experience in the finance industry.
2
Michael P. Adler
CRD#: 1025249
12401 Research Blvd, Austin, TX 78759
96
Wealthminder
score

Michael Adler (CRD# 1025249) is an Investment Advisor Representative working at Charles Schwab & Company, Inc. in Austin, TX and has over 27 years of experience in the finance industry. Michael Adler has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

3
Mark W. Ambrose
CRD#: 2242378
601 Grant St, Ground Floor, Pittsburgh, PA 15219
96
Wealthminder
score

Mark Ambrose (CRD# 2242378) is an Investment Advisor Representative working at Charles Schwab & Company, Inc. in Pittsburgh, PA and has over 24 years of experience in the finance industry. Mark Ambrose has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

4
Kevin M. Bailey
CRD#: 1490570
300 Esplanade Dr, Oxnard, CA 93036
96
Wealthminder
score

Kevin Bailey (CRD# 1490570) is an Investment Advisor Representative working at Charles Schwab & Company, Inc. in Oxnard, CA and has over 11 years of experience in the finance industry. Kevin Bailey has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

5
Michael R. Barclift
CRD#: 4773961
4701 Virginia Beach Blvd., Virginia Beach, VA 23462
96
Wealthminder
score

Michael Barclift (CRD# 4773961) is an Investment Advisor Representative working at Charles Schwab & Company, Inc. in Virginia Beach, VA and has over 12 years of experience in the finance industry.

6
Nicholas J. Barnwell
CRD#: 2003368
331 Central Park Avenue, Scarsdale, NY 10583
96
Wealthminder
score

Nicholas Barnwell (CRD# 2003368) is an Investment Advisor Representative working at Charles Schwab & Company, Inc. in Scarsdale, NY and has over 26 years of experience in the finance industry. Nicholas Barnwell has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

7
Cade P. Bass
CRD#: 5442746
301 Throckmorton St, Fort Worth, TX 76102
96
Wealthminder
score

Cade Bass (CRD# 5442746) is an Investment Advisor Representative working at Charles Schwab & Company, Inc. in Fort Worth, TX and has over 8 years of experience in the finance industry. Cade Bass has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

8
Shelly R. Baumgartner
CRD#: 4663285
12401 Research Blvd, Austin, TX 78759
96
Wealthminder
score

Shelly Baumgartner (CRD# 4663285) is an Investment Advisor Representative working at Charles Schwab & Company, Inc. in Austin, TX and has over 13 years of experience in the finance industry. Shelly Baumgartner has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

9
Eric G. Baytala
CRD#: 5605296
1853 William Penn Way, Suite 12, Lancaster, PA 17601
96
Wealthminder
score

Eric Baytala (CRD# 5605296) is an Investment Advisor Representative working at Charles Schwab & Company, Inc. in Lancaster, PA and has over 7 years of experience in the finance industry. Eric Baytala has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

10
William C. Beattie
CRD#: 4004028
1133 Avenue Of The Americas, New York, NY 10036
96
Wealthminder
score

William Beattie (CRD# 4004028) is an Investment Advisor Representative working at Charles Schwab & Company, Inc. in New York, NY and has over 16 years of experience in the finance industry. William Beattie has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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