Nicholas Carter, financial advisor Indianapolis IN

Nicholas Carter

CRD Number: 7033394
Current Firm: Mml Investors Services, LLC

Nicholas Carter (CRD# 7033394) is an Investment Advisor Representative working at Mml Investors Services, LLC in Indianapolis, IN and has over 4 years of experience in the finance industry.

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Company Name Location Dates Years
Mml Investors Services, LLC Indianapolis, IN Jan 2019 - Current 5
Mass Mutual Life Insurance Company Indianapolis, IN May 2018 - Current 6
Ball State University Muncie, IN May 2014 - May 2018 4
Muncie Family Ymca Muncie, IN Jan 2015 - Jun 2017 2
Dillon Park Noblesville, IN Aug 2012 - Oct 2014 2
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Sep 2019
Contact Info for Nicholas P. Carter
Phone Number: (413)737-8400
Registered State(s):
  • IN
  • TX
By the Numbers
  • Total Assets Under Management
    72,828
    MILLIONS
  • Total Number of Accounts
    351,645
    ACCOUNTS
  • Average Account Value
    $207,106
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

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