Mml Investors Services, LLC

Mml Investors Services, LLC (CRD# 10409) is a financial advisory firm headquartered in Springfield, MA. They manage $666,152,000 in 3,874 accounts and serve the financial needs of clients across 49 states (or territories).

By the Numbers
  • Total Assets Under Management
    666
    MILLION
  • Total Number of Accounts
    3,874
    ACCOUNTS
  • Average Account Value
    $171,955
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

Financial Advisors at Mml Investors Services, LLC
Showing 1 - 10 of 2,171 top financial advisors.
1
David R. Crispin
CRD#: 5973925
5850 Fayetteville Road, Suite 210, Durham, NC 27713
103
Wealthminder
score

David R. Crispin (CRD# 5973925) is an Investment Advisor Representative working at Seven Cedars Financial in Durham, NC and has over 6 years of experience in the finance industry. David is a Certified Financial Planner and Chartered Special Needs Consultant who strives to help individuals and business owners articulate and construct and successful financial plan. 

2
Michael T. Fleming
CRD#: 4457434
14567 N. Outer Forty Rd., Ste. 300, Chesterfield, MO 63017
103
Wealthminder
score
Michael Fleming (CRD# 4457434) is an Investment Advisor Representative working at Mml Investors Services, LLC in Chesterfield, MO and has over 14 years of experience in the finance industry.
3
Scott Marek
CRD#: 6054867
Metropoint I, 4600 South Ulster Street, Suite 1200, Denver, CO 80237
103
Wealthminder
score

Scott brings 5 plus years with him to the financial services industry. After beginning his career with Northwestern Mutual, Scott moved to Denver in 2014 to open a firm with Desmond Cato and Maia Wealth was founded. Maia Wealth specializes in financial management and planning for small business owners, professionals in the engineering, medical, and law industries, as well as multi-generational wealth planning.

 

Scott graduated from the University of Colorado - Colorado Springs with a focus in finance, and holds his Series 7 and 66 as well as being Life and Health certified. Along with his licensing, Scott regularly attends financial planning forums around the country to ensure he is bringing the most innovative and successful plan designs and financial blueprints to his clients. His passion and goal are to ensure his clients receive the soundest financial advice to improve not only their financial future but also their overall quality of life.

 

Outside of the office, Scott has embraced the Colorado lifestyle. He enjoys snowboarding in the mountains during the winter, golfing at the many courses around Denver, playing volleyball (sand is preferred), and is a self-professed ping-pong aficionado. 

 

Securities, investment advisory and financial planning services are offered through qualified registered representatives of MML Investors Services, LLC, member SIPC. Supervisory office: 4600 South Ulster Street, Denver, 80237 (303) 584-1147. Maia Wealth is not a subsidiary or affiliate of MML Investors Services, LLC, or its affiliated companies. CRN201703-190575

4
Martha P. Eddy
CRD#: 2928638
Manchester, CT
101
Wealthminder
score

Martha Eddy (CRD# 2928638) is an Investment Advisor Representative working at Mml Investors Services, LLC in Manchester, CT and has over 20 years of experience in the finance industry.

5
Jonathan D. Phan
CRD#: 1668488
3975 Fair Ridge Drive, Suite 315n, Fairfax, VA 22033
101
Wealthminder
score

Jonathan Phan (CRD# 1668488) is an Investment Advisor Representative working at Mml Investors Services, LLC in Fairfax, VA and has over 26 years of experience in the finance industry.

6
Daniel Goldsmith
CRD#: 5868458
First National Bank Building, 332 Minnesota Street, Ste W-1271, Saint Paul, MN 55101
100
Wealthminder
score
Daniel Goldsmith (CRD# 5868458) is an Investment Advisor Representative working at Mml Investors Services, LLC in Saint Paul, MN and has over 5 years of experience in the finance industry.
7
Allen W. Carr
CRD#: 2460291
114 Foxshire Drive, Lancaster, PA 17601
98
Wealthminder
score

Allen Carr (CRD# 2460291) is an Investment Advisor Representative working at Mml Investors Services, LLC in Lancaster, PA and has over 23 years of experience in the finance industry.

8
Quincy Hall
CRD#: 6014811
14515 Catalina Street, San Leandro, CA 94577
98
Wealthminder
score

Quincy Hall (CRD# 6014811) is an Investment Advisor Representative working at Cetera Advisor Networks in Corte Mader CA and has over 9 years of experience in the finance industry.

9
Sean M. Hollitz
CRD#: 4085021
530 Fifth Avenue-14th Fl, New York, NY 10036
98
Wealthminder
score

Sean Hollitz (CRD# 4085021) is an Investment Advisor Representative working at Mml Investors Services, LLC in New York, NY and has over 11 years of experience in the finance industry.

10
Edward J. Hopkins
CRD#: 1170996
Shelton, CT
98
Wealthminder
score

Edward Hopkins (CRD# 1170996) is an Investment Advisor Representative working at Mml Investors Services, LLC in Shelton, CT and has over 27 years of experience in the finance industry.

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