Mml Investors Services, LLC
Mml Investors Services, LLC (CRD# 10409) is a financial advisory firm headquartered in Springfield, MA. They manage $666,152,000 in 3,874 accounts and serve the financial needs of clients across 49 states (or territories).
Total Assets Under Management666MILLION
Total Number of Accounts3,874ACCOUNTS
Average Account Value$171,955
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV
David Crispin (CRD# 5973925) is an Investment Advisor Representative working at Seven Cedars Financial in Durham, NC and has over 6 years of experience in the finance industry.
Scott brings 5 plus years with him to the financial services industry. After beginning his career with Northwestern Mutual, Scott moved to Denver in 2014 to open a firm with Desmond Cato and Maia Wealth was founded. Maia Wealth specializes in financial management and planning for small business owners, professionals in the engineering, medical, and law industries, as well as multi-generational wealth planning.
Scott graduated from the University of Colorado - Colorado Springs with a focus in finance, and holds his Series 7 and 66 as well as being Life and Health certified. Along with his licensing, Scott regularly attends financial planning forums around the country to ensure he is bringing the most innovative and successful plan designs and financial blueprints to his clients. His passion and goal are to ensure his clients receive the soundest financial advice to improve not only their financial future but also their overall quality of life.
Outside of the office, Scott has embraced the Colorado lifestyle. He enjoys snowboarding in the mountains during the winter, golfing at the many courses around Denver, playing volleyball (sand is preferred), and is a self-professed ping-pong aficionado.
Securities, investment advisory and financial planning services are offered through qualified registered representatives of MML Investors Services, LLC, member SIPC. Supervisory office: 4600 South Ulster Street, Denver, 80237 (303) 584-1147. Maia Wealth is not a subsidiary or affiliate of MML Investors Services, LLC, or its affiliated companies. CRN201703-190575
Martha Eddy (CRD# 2928638) is an Investment Advisor Representative working at Mml Investors Services, LLC in Manchester, CT and has over 20 years of experience in the finance industry.
Jonathan Phan (CRD# 1668488) is an Investment Advisor Representative working at Mml Investors Services, LLC in Fairfax, VA and has over 26 years of experience in the finance industry.
Sean Hollitz (CRD# 4085021) is an Investment Advisor Representative working at Mml Investors Services, LLC in New York, NY and has over 11 years of experience in the finance industry.
Edward Hopkins (CRD# 1170996) is an Investment Advisor Representative working at Mml Investors Services, LLC in Shelton, CT and has over 27 years of experience in the finance industry.
Desmond Cato is a Wealth Management Advisor that hopes to play a vital role in the lives of his clients, helping them plan for the lifestyle they want and connecting them to the options that are best.
Dez specializes in helping individuals in the areas of wealth management, retirement distribution planning, tax mitigation, business succession planning, amongst other financial planning related topics. Every portfolio is built for the long term, managed with a keen eye on risk, and created to put your needs front and center, where they belong.
Desmond holds FINRA Series 7 and Series 66 licenses. Desmond and his team have expertise and will work collaboratively with you and other advisors to provide the most comprehensive financial plan possible.
Desmond currently lives in the Highlands neighborhood of Denver. He played baseball at Wheaton College, and loves any sort of athletic endeavor. He is an avid Crossfitter at the prestigious Crossfit Vantage. He also happens to love whiskey and is currently the President of the Colorado Whiskey Gentleman of Denver.
Dez has worked for various non-profits for many years. After living in East Africa for many months, Desmond returned to the states to help individuals less fortunate than most. He has worked with various organizations dedicated to serving foster children as well as homeless youth. Please read about these organizations in my volunteer section.
I can be reached at 708-574-6609
In your service,
James Adlam (CRD# 1034308) is an Investment Advisor Representative working at Mml Investors Services, LLC in Horsham, PA and has over 32 years of experience in the finance industry.