Mml Investors Services, LLC

Mml Investors Services, LLC (CRD# 10409) is a financial advisory firm headquartered in Springfield, MA. They manage $666,152,000 in 3,874 accounts and serve the financial needs of clients across 49 states (or territories).

By the Numbers
  • Total Assets Under Management
    666
    MILLION
  • Total Number of Accounts
    3,874
    ACCOUNTS
  • Average Account Value
    $171,955
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

Financial Advisors at Mml Investors Services, LLC
Showing 1 - 10 of 2,172 top financial advisors.
1
Michael T. Fleming
CRD#: 4457434
14567 N. Outer Forty Rd., Ste. 300, Chesterfield, MO 63017
103
Wealthminder
score
Michael Fleming (CRD# 4457434) is an Investment Advisor Representative working at Mml Investors Services, LLC in Chesterfield, MO and has over 14 years of experience in the finance industry.
2
Martha P. Eddy
CRD#: 2928638
Manchester, CT
101
Wealthminder
score

Martha Eddy (CRD# 2928638) is an Investment Advisor Representative working at Mml Investors Services, LLC in Manchester, CT and has over 19 years of experience in the finance industry.

3
Jonathan D. Phan
CRD#: 1668488
3975 Fair Ridge Drive, Suite 315n, Fairfax, VA 22033
101
Wealthminder
score

Jonathan Phan (CRD# 1668488) is an Investment Advisor Representative working at Mml Investors Services, LLC in Fairfax, VA and has over 25 years of experience in the finance industry.

4
Daniel Goldsmith
CRD#: 5868458
First National Bank Building, 332 Minnesota Street, Ste W-1271, Saint Paul, MN 55101
100
Wealthminder
score
Daniel Goldsmith (CRD# 5868458) is an Investment Advisor Representative working at Mml Investors Services, LLC in Saint Paul, MN and has over 5 years of experience in the finance industry.
5
Scott C. Marek
CRD#: 6054867
Metropoint I, 4600 South Ulster Street, Suite 1200, Denver, CO 80237
100
Wealthminder
score

Scott brings 5 years with him to the financial services industry. After beginning his career with Northwestern Mutual, Scott moved to Denver in 2014 to open a firm with Desmond Cato and Marek Financial was founded. Marek Financial specializes in financial management and planning for small business owners, professionals in the engineering, medical, and law industries, as well as multi-generational wealth planning.

 

Scott graduated from the University of Colorado - Colorado Springs with a focus in finance, and holds his Series 7 and 66 as well as being Life and Health certified. Along with his licensing, Scott regularly attends financial planning forums around the country to ensure he is bringing the most innovative and successful plan designs and financial blueprints to his clients. His passion and goal is to ensure his clients receive the most sound financial advice to improve not only their financial future but also their overall quality of life.

 

Outside of the office, Scott has embraced the Colorado lifestyle. He enjoys snowboarding in the mountains during the winter, golfing at the many courses around Denver, playing volleyball (sand is preferred), and is a self-professed ping-pong aficionado. 

 

Securities, investment advisory and financial planning services are offered through qualified registered representatives of MML Investors Services, LLC, member SIPC. Supervisory office: 4600 South Ulster Street, Denver, 80237 (303) 584-1147. Marek Financial is not a subsidiary or affiliate of MML Investors Services, LLC, or its affiliated companies. CRN201703-190575

6
Sean M. Hollitz
CRD#: 4085021
530 Fifth Avenue-14th Fl, New York, NY 10036
98
Wealthminder
score

Sean Hollitz (CRD# 4085021) is an Investment Advisor Representative working at Mml Investors Services, LLC in New York, NY and has over 10 years of experience in the finance industry.

7
Edward J. Hopkins
CRD#: 1170996
Shelton, CT
98
Wealthminder
score

Edward Hopkins (CRD# 1170996) is an Investment Advisor Representative working at Mml Investors Services, LLC in Shelton, CT and has over 26 years of experience in the finance industry.

8
Desmond J. Cato
CRD#: 6283128
Metropoint I, 4600 South Ulster Street, Suite 1200, Denver, CO 80237
97
Wealthminder
score

Desmond Cato is a Wealth Management Advisor that hopes to play a vital role in the lives of his clients, helping them plan for the lifestyle they want and connecting them to the options that are best. 

Dez specializes in helping individuals in the areas of wealth management, retirement distribution planning, tax mitigation, business succession planning, amongst other financial planning related topics.  Every portfolio is built for the long term, managed with a keen eye on risk, and created to put your needs front and center, where they belong. 

Desmond holds FINRA Series 7 and Series 66 licenses. Desmond and his team have expertise and will work collaboratively with you and other advisors to provide the most comprehensive financial plan possible.

Desmond currently lives in the Highlands neighborhood of Denver.  He played baseball at Wheaton College, and loves any sort of athletic endeavor.  He is an avid Crossfitter at the prestigious Crossfit Vantage.  He also happens to love whiskey and is currently the President of the Colorado Whiskey Gentleman of Denver.  

Dez has worked for various non-profits for many years.  After living in East Africa for many months, Desmond returned to the states to help individuals less fortunate than most.  He has worked with various organizations dedicated to serving foster children as well as homeless youth.  Please read about these organizations in my volunteer section.


I can be reached at 708-574-6609

In your service,

Desmond Cato

9
James A. Adlam
CRD#: 1034308
220 Gibraltar Road, Suite 350, Horsham, PA 19044
96
Wealthminder
score

James Adlam (CRD# 1034308) is an Investment Advisor Representative working at Mml Investors Services, LLC in Horsham, PA and has over 31 years of experience in the finance industry.

10
Bryan P. Andersen
CRD#: 4620376
806-810 E. 19th Ave., Denver, CO 80218
96
Wealthminder
score

Bryan Andersen (CRD# 4620376) is an Investment Advisor Representative working at Mml Investors Services, LLC in Denver, CO and has over 13 years of experience in the finance industry.

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