Nicholas LupoCRD Number: 6937129
Current Firm: Lpl Financial LLC
Nicholas Lupo (CRD# 6937129) is an Investment Advisor Representative working at Lpl Financial LLC in Irvine, CA and has over 4 years of experience in the finance industry.
Raymond James & Associates, Inc.
Dorman Skorheim Wealth Management LLC
Baker Jensen Investment Advisors, LLC
|Lpl Financial LLC||Fountain Valley, CA||Jul 2019 - Current||3|
|The Ayco Company, L.p./mercer Allied||Irvine, CA||Sep 2017 - Jun 2019||1|
|The Ayco Company, LP||Albany, NY||Aug 2017 - Sep 2017||< 1|
|Tightrope Interactive Inc.||Cold Spring, NY||Jan 2017 - Jul 2017||< 1|
|Lupo Electric||Fishkill, NY||Nov 2011 - Dec 2016||5|
|Suny Plattsburgh||Plattsburgh, NY||Aug 2011 - May 2016||4|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Sep 2018|
Total Assets Under Management404,176MILLIONS
Total Number of Accounts1,517,995ACCOUNTS
Average Account Value$266,257
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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