Joseph Brockway
CRD Number: 7052575Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Joseph Brockway (CRD# 7052575) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Jacksonville, FL and has over 5 years of experience in the finance industry.
CRD# 2854800
Ameriprise Financial Services, LLC
CRD# 5447576
Nesteggs, Inc.
CRD# 4553072
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Company Name | Location | Dates | Years |
---|---|---|---|
Bank Of America N.a. | Jacksonville, FL | Dec 2020 - Current | 3 |
Merrill Lynch, Pierce, Fenner & Smith Incorporated | Jacksonville, FL | Oct 2019 - Current | 5 |
Unemployed | Mt. Pleasant, SC | May 2019 - Oct 2019 | < 1 |
Merrill Lynch, Pierce, Fenner & Smith Incorporated | Charleston, SC | Dec 2018 - May 2019 | < 1 |
University Of North Florida | Jacksonville, FL | Aug 2018 - Dec 2018 | < 1 |
University Of South Carolina: Carolina Card Office | Mt. Pleasant, SC | May 2016 - May 2018 | 2 |
University Of South Carolina | Columbia, SC | Aug 2014 - May 2018 | 3 |
Quoizel | Goose Creek, SC | Dec 2015 - Feb 2016 | < 1 |
Carrabba's Italian Grill | Mt. Pleasant, SC | Aug 2014 - Nov 2015 | 1 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Aug 2019 |
S65 | NASAA Investment Advisors Law Examination | Oct 2019 |
- FL
- SC
- TX
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Total Assets Under Management1,271,594MILLIONS
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Total Number of Accounts2,911,578ACCOUNTS
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Average Account Value$436,737
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Commissions
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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