Austin Black, financial advisor Lexington KY

Austin Black

CRD Number: 7063276
Current Firm: Lpl Financial LLC

Austin Black (CRD# 7063276) is an Investment Advisor Representative working at Lpl Financial LLC in Lexington, KY and has over 5 years of experience in the finance industry. Austin Black has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Lpl Financial LLC Lexington, KY Apr 2023 - Current 1
Robert W. Baird & Company Incorporated Lexington, KY Oct 2019 - Apr 2023 3
J.j.b. Hilliard W.l. Lyons Lexington, KY Jan 2019 - Apr 2023 4
Check Redi Lexington, KY Jun 2018 - Jan 2019 < 1
Liquor Barn Bowling Green, KY May 2017 - May 2018 1
Full Time Student Bowling Green, KY Jan 2017 - May 2017 < 1
Broderick & Davenport Bowling Green, KY Aug 2016 - Jan 2017 < 1
Check Redi Lexington, KY Jun 2015 - Jul 2016 1
Full Time Student Bowling Green, KY Aug 2014 - May 2015 < 1
Weed Man Lexington, KY Jan 2014 - Aug 2014 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jun 2019
Contact Info for Austin Black
Phone Number: 704-733-3300
Registered State(s):
  • KY
By the Numbers
  • Total Assets Under Management
    463,475
    MILLIONS
  • Total Number of Accounts
    1,910,545
    ACCOUNTS
  • Average Account Value
    $242,588
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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