Nicholas Serra, financial advisor Mount Laurel NJ

Nicholas Serra

CRD Number: 6961299
Current Firm: Ubs Financial Services Inc.

Nicholas Serra (CRD# 6961299) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Mount Laurel, NJ and has over 4 years of experience in the finance industry.

Similar Advisors
Frank Speace, financial advisor Mount Laurel NJ
Frank C. Speace
CRD# 4498867
Raymond James Financial Services Advisors, Inc.
Similar Advisors
Joseph Abbruzzi, financial advisor Mount Laurel NJ
Joseph R. Abbruzzi
CRD# 1272342
Lpl Financial LLC
Similar Advisors
Eric Abel, financial advisor Mount Laurel NJ
Eric J. Abel
CRD# 6279325
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Company Name Location Dates Years
Ubs Financial Services Inc. Weehawken, NJ Jul 2019 - Current 5
University Of Maryland, College Park College Park, MD Aug 2015 - May 2019 3
Ubs Financial Services Inc. Red Bank, NJ Jun 2018 - Aug 2018 < 1
Battleground Country Club Manalapan, NJ Aug 2014 - Mar 2018 3
Manalapan High School Manalapan, NJ Sep 2011 - Jun 2015 3
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Nov 2019
Contact Info for Nicholas A. Serra
Phone Number: 201-352-3000
Registered State(s):
  • NJ
By the Numbers
  • Total Assets Under Management
    702,387
    MILLIONS
  • Total Number of Accounts
    1,093,486
    ACCOUNTS
  • Average Account Value
    $642,338
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

Ready to hire a financial advisor? Get competitive proposals from multiple advisors.
BADGES

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database derived from SEC.gov data covering every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.