David Holler, financial advisor Newport Beach CA

David Holler

CRD Number: 2552849
Current Firm: Stifel, Nicolaus & Company, Incorporated

David Holler (CRD# 2552849) is an Investment Advisor Representative working at Stifel, Nicolaus & Company, Incorporated in Newport Beach, CA and has over 23 years of experience in the finance industry.

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Company Name Location Dates Years
Stifel, Nicolaus & Company, Incorporated Newport Beach, CA Apr 2019 - Current 5
Ohio National Equities, Inc. Cincinnati, OH Feb 2007 - Apr 2019 12
Ohio National Financial Services Cincinnati, OH Jan 2007 - Apr 2019 12
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Mar 2001
S66 NASAA Uniform Combined State Law Examination Jun 2019
Contact Info for David W. Holler
Phone Number: 314-342-2000
Registered State(s):
  • CA
  • TX
By the Numbers
  • Total Assets Under Management
    149,249
    MILLIONS
  • Total Number of Accounts
    348,524
    ACCOUNTS
  • Average Account Value
    $428,231
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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