Stifel, Nicolaus & Company, Incorporated

Stifel, Nicolaus & Company, Incorporated (CRD# 793) is a financial advisory firm headquartered in Saint Louis, MO. They manage $38,401,423,436 in 115,441 accounts and serve the financial needs of clients across 51 states (or territories).

By the Numbers
  • Total Assets Under Management
    38,401
    MILLION
  • Total Number of Accounts
    115,441
    ACCOUNTS
  • Average Account Value
    $332,650
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

Financial Advisors at Stifel, Nicolaus & Company, Incorporated
Showing 1 - 10 of 2,711 top financial advisors.
1
William R. Allison
CRD#: 4404920
1319 26th Avenue, Gulfport, MS 39501
103
Wealthminder
score
William Allison (CRD# 4404920) is an Investment Advisor Representative working at Stifel, Nicolaus & Company, Incorporated in Gulfport, MS and has over 14 years of experience in the finance industry.
2
Eric C. Abbott
CRD#: 4110124
3554 Round Barn Blvd, Suite 200, Santa Rosa, CA 95403
98
Wealthminder
score

Eric Abbott (CRD# 4110124) is an Investment Advisor Representative working at Stifel, Nicolaus & Company, Incorporated in Santa Rosa, CA and has over 16 years of experience in the finance industry.

3
James P. Bangs
CRD#: 2941064
875 Harmon Stream Blvd, Suite 200, Bozeman, MT 59718
98
Wealthminder
score

James Bangs (CRD# 2941064) is an Investment Advisor Representative working at Stifel, Nicolaus & Company, Incorporated in Bozeman, MT and has over 18 years of experience in the finance industry.

4
William Henry
CRD#: 4912781
633 Berckman Road, Augusta, GA 30909
98
Wealthminder
score

William Henry (CRD# 4912781) is an Investment Advisor Representative working at Stifel, Nicolaus & Company, Incorporated in Augusta, GA and has over 11 years of experience in the finance industry.

5
Eric J. Johnson
CRD#: 3228089
Key Bank Square - Suite 230, 960 W. State Street, Alliance, OH 44601
98
Wealthminder
score

Eric Johnson (CRD# 3228089) is an Investment Advisor Representative working at Stifel, Nicolaus & Company, Incorporated in Alliance, OH and has over 15 years of experience in the finance industry.

6
John M. Taylor
CRD#: 3183901
21 E. State Suite 200, Columbus, OH 43215
98
Wealthminder
score
John Taylor (CRD# 3183901) is an Investment Advisor Representative working at Stifel, Nicolaus & Company, Incorporated in Miamisburg, OH and has over 17 years of experience in the finance industry.
7
Scott E. Alberding
CRD#: 2853586
One South Street, 30th Floor, Baltimore, MD 21202
96
Wealthminder
score

Scott Alberding (CRD# 2853586) is an Investment Advisor Representative working at Stifel, Nicolaus & Company, Incorporated in Baltimore, MD and has over 17 years of experience in the finance industry. Scott Alberding has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

8
Craig S. Albers
CRD#: 2376253
1170 Wall Street, Jacksonville, IL 62650
96
Wealthminder
score

Craig Albers (CRD# 2376253) is an Investment Advisor Representative working at Stifel, Nicolaus & Company, Incorporated in Jacksonville, IL and has over 23 years of experience in the finance industry. Craig Albers has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

9
Frank T. Babka
CRD#: 1189933
One Bronze Pointe, Suite 2a, Belleville, IL 62226
96
Wealthminder
score

Frank Babka (CRD# 1189933) is an Investment Advisor Representative working at Stifel, Nicolaus & Company, Incorporated in Belleville, IL and has over 33 years of experience in the finance industry. Frank Babka has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

10
Charles M. Baker
CRD#: 862145
3685 Stutz Drive-suite 201, Canfield, OH 44406
96
Wealthminder
score

Charles Baker (CRD# 862145) is an Investment Advisor Representative working at Stifel, Nicolaus & Company, Incorporated in Canfield, OH and has over 31 years of experience in the finance industry.

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