Joshua Leu, financial advisor Pasadena CA

Joshua Leu

CRD Number: 7087765
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

Joshua Leu (CRD# 7087765) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Pasadena, CA and has over 5 years of experience in the finance industry.

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Company Name Location Dates Years
Bank Of America , Na. Pasadena, CA Apr 2019 - Current 5
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pasadena, CA Mar 2019 - Current 5
Asc Process Systems Valencia, CA Nov 2016 - Mar 2019 2
Zodiac Inflight Innovations Brea, CA Aug 2015 - Nov 2016 1
Chimney Coffee House Los Angeles, CA Nov 2014 - Aug 2015 < 1
University Of Southern California Los Angeles, CA Aug 2014 - Aug 2015 1
Shore Thing Cafe La Jolla, CA May 2014 - Aug 2014 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jul 2019
Contact Info for Joshua E. Leu
Phone Number: 800-637-7455
Registered State(s):
  • CA
  • TX
By the Numbers
  • Total Assets Under Management
    1,271,594
    MILLIONS
  • Total Number of Accounts
    2,911,578
    ACCOUNTS
  • Average Account Value
    $436,737
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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