Shane Baker, financial advisor Rockledge FL

Shane Baker

CRD Number: 5802789
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

Shane Baker (CRD# 5802789) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Rockledge, FL and has over 12 years of experience in the finance industry.

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Company Name Location Dates Years
Bank Of America, N.a. Rockledge, FL Oct 2019 - Current 4
Merrill Lynch, Pierce, Fenner & Smith Incorporated Rockledge, FL Aug 2019 - Current 4
The Mansion Melbourne, FL May 2019 - Aug 2019 < 1
Knights Of Columbus Melbourne, FL Jan 2016 - Jun 2019 3
Darbonne Services, Inc. Lake Charles, LA Aug 2012 - Jan 2016 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 2012
S66 NASAA Uniform Combined State Law Examination Dec 2019
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Shane M. Baker
Phone Number: 800-637-7455
Registered State(s):
  • FL
  • TX
By the Numbers
  • Total Assets Under Management
    1,271,594
    MILLIONS
  • Total Number of Accounts
    2,911,578
    ACCOUNTS
  • Average Account Value
    $436,737
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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