Shane Bartholomew
CRD Number: 2848677Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Shane Bartholomew (CRD# 2848677) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Saint George, UT and has over 27 years of experience in the finance industry.
CRD# 6244337
Soltis Investment Advisors, LLC
CRD# 6447966
Nuwealth Advisors, LLC
CRD# 3184654
Northwestern Mutual Investment Services,llc
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Bank Of America, N.a. | Saint George, UT | Oct 2019 - Current | 4 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Saint George, UT | Aug 2019 - Current | 4 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | St. George, UT | Jan 2019 - Jun 2019 | < 1 |
| Unemployed | St George Utah, UT | Jan 2018 - Jan 2019 | 1 |
| Renassaince Granite | St George, UT | Jun 2017 - Jan 2018 | < 1 |
| Nexeo | St George, UT | May 2014 - Oct 2017 | 3 |
| Unemployed | St George Utah, UT | Oct 2016 - May 2017 | < 1 |
| Unemployed | St George, UT | May 2012 - May 2014 | 2 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Mar 1997 |
| S65 | NASAA Investment Advisors Law Examination | Mar 1997 |
| S66 | NASAA Uniform Combined State Law Examination | Jul 2019 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- UT
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Total Assets Under Management1,271,594MILLIONS
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Total Number of Accounts2,911,578ACCOUNTS
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Average Account Value$436,737
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Commissions
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
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