Austin Peffers, financial advisor Saint Petersburg FL

Austin Peffers

CRD Number: 7065425
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

Austin Peffers (CRD# 7065425) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Saint Petersburg, FL and has over 5 years of experience in the finance industry.

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Company Name Location Dates Years
Merrill Lynch, Pierce, Fenner & Smith Incorporated Saint Petersburg, FL Sep 2020 - Current 3
Florida Financial Advisors Tampa, FL Dec 2018 - Aug 2020 1
Trinity Wealth Securities LLC Tampa, FL Mar 2019 - Jul 2020 1
University Of West Florida Pensacola, FL Aug 2015 - Dec 2018 3
5 Sisters Blues Cafe Pensacola, FL May 2018 - Nov 2018 < 1
Runaway Island Grill Panama City Beach, FL Apr 2016 - Aug 2017 1
Unemployed Panama City, FL May 2015 - Aug 2015 < 1
Arnold High School Panama City Beach, FL Aug 2011 - May 2015 3
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination Jun 2019
S66 NASAA Uniform Combined State Law Examination Dec 2020
Contact Info for Austin Peffers
Phone Number: 800-637-7455
Registered State(s):
  • FL
  • TX
By the Numbers
  • Total Assets Under Management
    1,271,594
    MILLIONS
  • Total Number of Accounts
    2,911,578
    ACCOUNTS
  • Average Account Value
    $436,737
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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