Nicholas Auriemma, financial advisor Shelton CT

Nicholas Auriemma

CRD Number: 4452770
Current Firm: Mml Investors Services, LLC

Nicholas Auriemma (CRD# 4452770) is an Investment Advisor Representative working at Mml Investors Services, LLC in Shelton, CT and has over 21 years of experience in the finance industry.

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Company Name Location Dates Years
Mml Investors Services Shelton, CT Jul 2019 - Current 5
Mass Mutual Life Insurance Company Shelton, CT Jul 2019 - Current 5
Equity Services, Inc. Montpelier, VT Mar 2016 - Jul 2019 3
National Life Group Montpelier, VT Dec 2014 - Jul 2019 4
Mml Investors Services Fairfield, CT Jan 2015 - Oct 2015 < 1
Mass Mutual Life Insurance Company Fairfield, CT Aug 2014 - Oct 2015 1
Northwestern Mutual Investment Services, LLC Fairfield, CT Oct 2001 - Oct 2014 13
Northwestern Mutual Life Insurance Co Fairfield, CT Sep 2001 - Oct 2014 13
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Mar 2003
S65 NASAA Investment Advisors Law Examination Oct 2019
Contact Info for Nicholas T. Auriemma
Phone Number: (413)737-8400
Registered State(s):
  • CT
By the Numbers
  • Total Assets Under Management
    72,828
    MILLIONS
  • Total Number of Accounts
    351,645
    ACCOUNTS
  • Average Account Value
    $207,106
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

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