James Scherer, financial advisor Stamford CT

James Scherer

CRD Number: 7110356
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

James Scherer (CRD# 7110356) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Stamford, CT and has over 5 years of experience in the finance industry.

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Company Name Location Dates Years
Bank Of America, N.a. Stamford, CT May 2019 - Current 5
Merrill Lynch, Pierce, Fenner & Smith Incorporated Stamford, CT Apr 2019 - Current 5
Bodega Taco Bar Darien, CT Aug 2017 - Apr 2019 1
White Oak Farm And Table Westport, CT Apr 2017 - Mar 2019 1
Nash Investments Westport, CT Aug 2017 - Dec 2018 1
Barrel House Stamford, CT Sep 2016 - Feb 2017 < 1
Plan B Burger Bar Stamford, CT Dec 2014 - Sep 2016 1
Island House Oak Bluffs, MA May 2014 - Sep 2014 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jul 2019
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for James P. Scherer
Phone Number: 800-637-7455
Registered State(s):
  • CT
  • TX
By the Numbers
  • Total Assets Under Management
    1,271,594
    MILLIONS
  • Total Number of Accounts
    2,911,578
    ACCOUNTS
  • Average Account Value
    $436,737
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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