Carolyn Ngo (CRD# 5442405) is an Investment Advisor Representative working at Charles Schwab & Company, Inc. in Helotes, TX and has over 16 years of experience in the finance industry. Carolyn Ngo has taken additional exams to become a Certified Financial Planner (CFP®).
CRD# 3266677
Boynton Financial LLC
CRD# 2511275
S.b. Value Partners, LP
CRD# 5324995
Lpl Financial LLC
Company Name | Location | Dates | Years |
---|---|---|---|
Charles Schwab & Company, Inc. | San Antonio, TX | May 2020 - Current | 4 |
Charles Schwab Bank, Ssb | San Antonio, TX | May 2020 - Current | 4 |
Self-employed | San Antonio, TX | Apr 2014 - Current | 10 |
Usaa Investment Management Company | San Antonio, TX | Jan 2018 - May 2020 | 2 |
Usaa Financial Planning Services | San Antonio, TX | Jan 2011 - May 2020 | 9 |
Usaa Financial Advisors, Inc. | San Antonio, TX | Oct 2007 - May 2020 | 12 |
Self Employed-rental Property | San Antonio, TX | Aug 2016 - May 2018 | 1 |
Exam Code | Name | Passed Date |
---|---|---|
S66 | NASAA Uniform Combined State Law Examination | Mar 2008 |
- TX
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Total Assets Under Management0MILLIONS
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Total Number of Accounts0ACCOUNTS
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Average Account Value$0
- Fixed fees (other than subscription fees)
- Other
- Financial planning services
- Selection of other advisers (including private fund managers)
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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