James Gonzales, financial advisor Westlake TX

James Gonzales

CRD Number: 6903104
Current Firm: Charles Schwab & Company, Inc.

James Gonzales (CRD# 6903104) is an Investment Advisor Representative working at Charles Schwab & Company, Inc. in Westlake, TX and has over 5 years of experience in the finance industry.

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Company Name Location Dates Years
Charles Schwab & Company, Inc. Westlake, TX Jan 2018 - Current 6
Us Trust Dallas, TX Aug 2017 - Jan 2018 < 1
Heartland It Consulting Dallas, TX May 2016 - Aug 2017 1
Ruffalo Noel Levitz Abilene, TX Jan 2015 - May 2016 1
Ruffalo Noel Levtiz Dallas, TX Jan 2013 - Jan 2015 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jul 2018
S66 NASAA Uniform Combined State Law Examination Feb 2020
Contact Info for James P. Gonzales
Phone Number: 415-667-7000
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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