James Gonzales (CRD# 6903104) is an Investment Advisor Representative working at Charles Schwab & Company, Inc. in Westlake, TX and has over 6 years of experience in the finance industry.
CRD# 5352754
Charles Schwab & Company, Inc.
CRD# 4922143
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 5475794
J.p. Morgan Securities LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Charles Schwab & Company, Inc. | Westlake, TX | Jan 2018 - Current | 6 |
| Us Trust | Dallas, TX | Aug 2017 - Jan 2018 | < 1 |
| Heartland It Consulting | Dallas, TX | May 2016 - Aug 2017 | 1 |
| Ruffalo Noel Levitz | Abilene, TX | Jan 2015 - May 2016 | 1 |
| Ruffalo Noel Levtiz | Dallas, TX | Jan 2013 - Jan 2015 | 2 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jul 2018 |
| S66 | NASAA Uniform Combined State Law Examination | Feb 2020 |
- TX
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Total Assets Under Management0MILLIONS
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Total Number of Accounts0ACCOUNTS
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Average Account Value$0
- Fixed fees (other than subscription fees)
- Other
- Financial planning services
- Selection of other advisers (including private fund managers)
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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