Thomas Kerwin, financial advisor Westlake TX

Thomas Kerwin

CRD Number: 7073491
Current Firm: Charles Schwab & Company, Inc.

Thomas Kerwin (CRD# 7073491) is an Investment Advisor Representative working at Charles Schwab & Company, Inc. in Westlake, TX and has over 5 years of experience in the finance industry.

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Company Name Location Dates Years
Charles Schwab & Company, Inc. Westlake, TX Dec 2022 - Current 1
Td Ameritrade Westlake, TX Feb 2019 - Dec 2022 3
Uptown Tan Inc. Dallas, TX Jun 2018 - Feb 2019 < 1
Parol Group Inc. Dallas, TX Jan 2013 - Jun 2018 5
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 2019
S66 NASAA Uniform Combined State Law Examination Dec 2019
Contact Info for Thomas M. Kerwin
Phone Number: 415-667-7000
Firm Website: https://www.schwab.com
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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