Adam BrownCRD Number: 7089306
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Adam Brown (CRD# 7089306) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Westlake Village, CA and has over 3 years of experience in the finance industry.
Aqua Capital Advisors
Wealth Management Partners Of Los Angeles
Quantum Financial Advisors, LLC
|Bank Of America, N.a.||Westlake Village, CA||May 2019 - Current||3|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||Westlake Village, CA||Mar 2019 - Current||3|
|Augusta Financial, Inc.||Santa Clarita, CA||Mar 2013 - Mar 2019||6|
|Unemployed||Burbank, CA||Oct 2012 - Mar 2013||< 1|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Jun 2019|
Total Assets Under Management1,283,838MILLIONS
Total Number of Accounts2,825,602ACCOUNTS
Average Account Value$454,359
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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