Daniel Medina, financial advisor Westlake Village CA

Daniel Medina

CRD Number: 5237680
Current Firm: Lpl Financial LLC

Daniel Medina (CRD# 5237680) is an Investment Advisor Representative working at Lpl Financial LLC in Westlake Village, CA and has over 4 years of experience in the finance industry.

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Company Name Location Dates Years
Lpl Financial Westlake Village, CA Dec 2021 - Current 2
Securities America Advisors Westlake Village, CA Nov 2019 - Dec 2021 2
Securities America, Inc. Westlake Village, CA May 2018 - Dec 2021 3
Investors Advantage Corp Westlake Village, CA Oct 2006 - May 2018 11
National Planning Corporation Westlake Village, CA Sep 2017 - Nov 2017 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Nov 2019
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Daniel J. Medina
Phone Number: 704-733-3300
Registered State(s):
  • CA
  • TX
By the Numbers
  • Total Assets Under Management
    463,475
    MILLIONS
  • Total Number of Accounts
    1,910,545
    ACCOUNTS
  • Average Account Value
    $242,588
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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