Catalina Rubio Ruiz
CRD Number: 6962144Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Catalina Rubio Ruiz (CRD# 6962144) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in New York, NY and has over 5 years of experience in the finance industry.
CRD# 5366446
Lavish Financial Planning
CRD# 2963357
Hsbc Securities (usa) Inc.
CRD# 6659847
Rockefeller Capital Management
Company Name | Location | Dates | Years |
---|---|---|---|
Bank Of America N.a. | Miami, FL | Jun 2020 - Current | 4 |
Merrril Lynch Pierce Fenner & Smith | Miami, FL | May 2018 - Current | 6 |
Atlantic Family Wealth | Coral Gables, FL | Aug 2017 - May 2018 | < 1 |
University Of Miami | Coral Gables, FL | Aug 2014 - May 2018 | 3 |
Smurfit Kappa | Cali, | Jun 2017 - Jul 2017 | < 1 |
J. Crew | Coral Gables, FL | Aug 2016 - May 2017 | < 1 |
Convalle Constructora SAS | Cali, | May 2016 - Jul 2016 | < 1 |
J. Crew | Coral Gables, FL | Sep 2015 - May 2016 | < 1 |
Colgate Palmolive | Cali, | Jun 2015 - Jul 2015 | < 1 |
Exam Code | Name | Passed Date |
---|---|---|
S66 | NASAA Uniform Combined State Law Examination | Aug 2019 |
- NY
- TX
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Total Assets Under Management1,271,594MILLIONS
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Total Number of Accounts2,911,578ACCOUNTS
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Average Account Value$436,737
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Commissions
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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