Erik LichtyCRD Number: 5388480
Current Firm: Northwestern Mutual Investment Services,llc
Erik Lichty (CRD# 5388480) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Addison, TX and has over 6 years of experience in the finance industry.
Khp Capital LLC
Wells Fargo Advisors Financial Network, LLC
Vanderpal Capital Management LLC
|Northwestern Mutual Wealth Management Company||Milwaukee, WI||Jan 2016 - Current||2|
|Northwestern Mutual Investment Services, LLC||Addison, TX||Oct 2013 - Current||4|
|Northwestern Mutual Wealth Management Company||Milwaukee, WI||Oct 2013 - Current||4|
|Northwestern Mutual Investment Services LLC||Addison, TX||Nov 2013 - Mar 2016||2|
|Robert E Caldwell||Addison, TX||Oct 2013 - Jan 2015||1|
|Robert E Caldwell||Addison, TX||Sep 2013 - Oct 2013||< 1|
|Fidelity Investments||Westlake, TX||May 2011 - Sep 2013||2|
|Aaa 5 Star Moving||Princeton, TX||Apr 2011 - Apr 2011||< 1|
|Aaa 5 Star Moving||Princeton, TX||Jan 2011 - Jan 2011||< 1|
|Mt. Olive Concrete Works||Mckinney, TX||Aug 2010 - Jan 2011||< 1|
|Mckinney Christian Academy||Mckinney, TX||Jul 2010 - Dec 2010||< 1|
|University Of North Texas||Denton, TX||Aug 2006 - Dec 2010||4|
|Denton Country Club||Argyle, TX||Feb 2009 - Nov 2010||1|
|Subway||Frisco, TX||Jul 2010 - Aug 2010||< 1|
|Subway||Frisco, TX||Jul 2010 - Jul 2010||< 1|
|Mckinney Christian Academy||Mckinney, TX||Jul 2010 - Jul 2010||< 1|
|Northwestern Mutual Life Insurance Company||Milwaukee, WI||Jul 2007 - May 2010||2|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Sep 2011|
|S66||NASAA Uniform Combined State Law Examination||Nov 2013|
Total Assets Under Management0MILLIONS
Total Number of Accounts0ACCOUNTS
Average Account Value$0
- Fixed fees (other than subscription fees)
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV
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