Erik LichtyCRD Number: 5388480
Current Firm: Northwestern Mutual Investment Services,llc
Erik Lichty (CRD# 5388480) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Addison, TX and has over 5 years of experience in the finance industry.
Khp Capital LLC
Commonwealth Financial Network
Vanderpal Capital Management LLC
|Northwestern Mutual Wealth Management Company||Milwaukee, WI||Jan 2016 - Current||< 1|
|Northwestern Mutual Investment Services, LLC||Addison, TX||Oct 2013 - Current||3|
|Northwestern Mutual Wealth Management Company||Milwaukee, WI||Oct 2013 - Current||3|
|Northwestern Mutual Investment Services LLC||Addison, TX||Nov 2013 - Mar 2016||2|
|Robert E Caldwell||Addison, TX||Oct 2013 - Jan 2015||1|
|Robert E Caldwell||Addison, TX||Sep 2013 - Oct 2013||< 1|
|Fidelity Investments||Westlake, TX||May 2011 - Sep 2013||2|
|Aaa 5 Star Moving||Princeton, TX||Apr 2011 - Apr 2011||< 1|
|Aaa 5 Star Moving||Princeton, TX||Jan 2011 - Jan 2011||< 1|
|Mt. Olive Concrete Works||Mckinney, TX||Aug 2010 - Jan 2011||< 1|
|Mckinney Christian Academy||Mckinney, TX||Jul 2010 - Dec 2010||< 1|
|University Of North Texas||Denton, TX||Aug 2006 - Dec 2010||4|
|Denton Country Club||Argyle, TX||Feb 2009 - Nov 2010||1|
|Subway||Frisco, TX||Jul 2010 - Aug 2010||< 1|
|Subway||Frisco, TX||Jul 2010 - Jul 2010||< 1|
|Mckinney Christian Academy||Mckinney, TX||Jul 2010 - Jul 2010||< 1|
|Northwestern Mutual Life Insurance Company||Milwaukee, WI||Jul 2007 - May 2010||2|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Sep 2011|
|S66||NASAA Uniform Combined State Law Examination||Nov 2013|
Total Assets Under Management0MILLIONS
Total Number of Accounts0ACCOUNTS
Average Account Value$0
- Fixed fees (other than subscription fees)
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV
Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.
Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.
If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!
Finding a Financial Advisor through Wealthminder
Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.
The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.
Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.
You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.
Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.