Erik Lichty, financial advisor Addison TX
90 score

Erik Lichty

CRD Number: 5388480
Current Firm: Northwestern Mutual Investment Services,llc

Erik Lichty (CRD# 5388480) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Addison, TX and has over 5 years of experience in the finance industry.

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Company Name Location Dates Years
Northwestern Mutual Wealth Management Company Milwaukee, WI Jan 2016 - Current < 1
Northwestern Mutual Investment Services, LLC Addison, TX Oct 2013 - Current 3
Northwestern Mutual Wealth Management Company Milwaukee, WI Oct 2013 - Current 3
Northwestern Mutual Investment Services LLC Addison, TX Nov 2013 - Mar 2016 2
Robert E Caldwell Addison, TX Oct 2013 - Jan 2015 1
Robert E Caldwell Addison, TX Sep 2013 - Oct 2013 < 1
Fidelity Investments Westlake, TX May 2011 - Sep 2013 2
Aaa 5 Star Moving Princeton, TX Apr 2011 - Apr 2011 < 1
Aaa 5 Star Moving Princeton, TX Jan 2011 - Jan 2011 < 1
Mt. Olive Concrete Works Mckinney, TX Aug 2010 - Jan 2011 < 1
Mckinney Christian Academy Mckinney, TX Jul 2010 - Dec 2010 < 1
University Of North Texas Denton, TX Aug 2006 - Dec 2010 4
Denton Country Club Argyle, TX Feb 2009 - Nov 2010 1
Subway Frisco, TX Jul 2010 - Aug 2010 < 1
Subway Frisco, TX Jul 2010 - Jul 2010 < 1
Mckinney Christian Academy Mckinney, TX Jul 2010 - Jul 2010 < 1
Northwestern Mutual Life Insurance Company Milwaukee, WI Jul 2007 - May 2010 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 2011
S66 NASAA Uniform Combined State Law Examination Nov 2013
Contact Info for Erik R. Lichty
Phone Number: 866-664-7737
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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