Eric Haupt (CRD# 810676) is an Investment Advisor Representative working at Cetera Investment Advisers LLC in Agoura Hills, CA and has over 28 years of experience in the finance industry.
CRD# 6406556
Aqua Capital Advisors
CRD# 6770924
Wealth Management Partners Of Los Angeles
CRD# 6491551
Quantum Financial Advisors, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Cetera Investment Advisers LLC | Schaumburg, IL | Jun 2023 - Current | < 1 |
| Cetera Advisor Networks LLC | El Segundo, CA | Jun 2021 - Current | 2 |
| Eric R Haupt | Agoura Hills, CA | Mar 2009 - Current | 15 |
| Computer Health Insurance | Agoura Hills, CA | May 2008 - Current | 15 |
| American Military Family Assoc. | Agoura Hills, CA | Sep 1988 - Current | 35 |
| Haupt Insurance Services | Agura Hills, CA | Sep 1985 - Current | 38 |
| Reliastar - Resolution Life | Arlington, VA | Jun 1975 - Current | 48 |
| Voya Financial Advisors | Agoura Hills, CA | Sep 2014 - Jun 2021 | 6 |
| Ing Financial Partners, Inc. | Agoura Hills, CA | Jan 2004 - Sep 2014 | 10 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Oct 1995 |
| S65 | NASAA Investment Advisors Law Examination | Jan 1997 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- CA
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Total Assets Under Management104,469MILLIONS
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Total Number of Accounts423,554ACCOUNTS
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Average Account Value$246,648
- A percentage of assets under your management
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