Terese SwigartCRD Number: 5282834
Current Firm: Monocot Wealth Management, LLC
Terese Swigart (CRD# 5282834) is an Investment Advisor Representative working at Monocot Wealth Management, LLC in Agoura Hills, CA and has over 8 years of experience in the finance industry.
Fried Asset Management, Inc.
Ira Wealth Management
|Purshe Kaplan Sterling Investments, Inc.||Albany, NY||May 2016 - Current||< 1|
|Monocot Wealth Management, LLC||Agoura Hills, CA||Apr 2016 - Current||< 1|
|Ubs Financial Services Inc.||Woodland Hills, CA||Jan 2007 - Apr 2016||9|
|Williams Sonoma||Canoga Park, CA||Jan 2000 - Jan 2007||7|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Mar 2008|
Total Assets Under Management133MILLIONS
Total Number of Accounts410ACCOUNTS
Average Account Value$325,500
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Performance-based fees
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.
Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.
If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!
Finding a Financial Advisor through Wealthminder
Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.
The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.
Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.
You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.
Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.