Terese SwigartCRD Number: 5282834
Current Firm: Monocot Wealth Management, LLC
Terese Swigart (CRD# 5282834) is an Investment Advisor Representative working at Monocot Wealth Management, LLC in Agoura Hills, CA and has over 9 years of experience in the finance industry.
Fried Asset Management, Inc.
Ira Wealth Management
|Purshe Kaplan Sterling Investments, Inc.||Albany, NY||May 2016 - Current||1|
|Monocot Wealth Management, LLC||Agoura Hills, CA||Apr 2016 - Current||1|
|Ubs Financial Services Inc.||Woodland Hills, CA||Jan 2007 - Apr 2016||9|
|Williams Sonoma||Canoga Park, CA||Jan 2000 - Jan 2007||7|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Mar 2008|
Total Assets Under Management133MILLIONS
Total Number of Accounts410ACCOUNTS
Average Account Value$325,500
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Performance-based fees
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
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