Thomas Rumph (CRD# 6385972) is an Investment Advisor Representative working at Cetera Investment Advisers LLC in Albany, GA and has over 9 years of experience in the finance industry.
CRD# 2984227
Wells Fargo Advisors
CRD# 5323752
Kingsmark Private Financial Advisors, LLC
CRD# 1948480
Raymond James & Associates, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Cetera Investment Services LLC | St. Cloud, MN | May 2020 - Current | 3 |
| Cetera Investment Advisers LLC | Albany, GA | May 2020 - Current | 3 |
| Regions Bank | Albany, GA | May 2020 - Current | 3 |
| Needmore Properties | Albany, GA | Dec 2017 - Current | 6 |
| Mml Investors Services, LLC | Albany, GA | Aug 2018 - May 2020 | 1 |
| Massmutual Life Insurance Co | Albany, GA | Jun 2018 - May 2020 | 1 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Albany, GA | Aug 2014 - Nov 2017 | 3 |
| Bank Of America, N.a. | Albany, GA | Aug 2014 - Nov 2017 | 3 |
| Ga Dept. Of Natural Resources: Environmental Protection Division | Tifton, GA | Nov 2001 - Aug 2014 | 12 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Mar 2015 |
- GA
- TX
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Total Assets Under Management104,469MILLIONS
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Total Number of Accounts423,554ACCOUNTS
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Average Account Value$246,648
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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