Brian Topping, financial advisor Albany NY

Brian Topping

CRD Number: 5056098
Current Firm: Northwestern Mutual Investment Services,llc

Brian Topping (CRD# 5056098) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Albany, NY and has over 16 years of experience in the finance industry.

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Company Name Location Dates Years
Alex Tronco Latham, NY Jun 2010 - Current 11
Northwestern Mutual Investment Services, LLC Latham, NY Aug 2007 - Current 14
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 2005
S65 NASAA Investment Advisors Law Examination Apr 2013
Contact Info for Brian E. Topping
Phone Number: 866-664-7737
Registered State(s):
  • NJ
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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