Claudio Mastroianni (CRD# 1811177) is an Investment Advisor Representative working at Osaic Institutions, Inc. in Albany, NY and has over 36 years of experience in the finance industry. Claudio Mastroianni has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 1063197
Lpl Financial LLC
CRD# 6091481
The Ayco Company, LP
CRD# 5123632
Cetera Investment Advisers LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Infinex Investments, Inc. | Meriden, CT | Jul 2021 - Current | 2 |
| Bank Of Greene County | Albany, NY | Jul 2021 - Current | 2 |
| Citizens Securities, Inc. | Slingerlands, NY | Feb 2016 - Jul 2021 | 5 |
| M&t Securities | Schenectady, NY | Oct 2015 - Feb 2016 | < 1 |
| Valic | Latham, NY | Sep 2015 - Oct 2015 | < 1 |
| M&t Securitis, Inc. | Troy, NY | May 2011 - Sep 2015 | 4 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Mar 1988 |
| S65 | NASAA Investment Advisors Law Examination | Oct 2004 |
- NY
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Total Assets Under Management3,627MILLIONS
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Total Number of Accounts8,478ACCOUNTS
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Average Account Value$427,771
- A percentage of assets under your management
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