David Neff, financial advisor Albany NY
93 score

David Neff

CRD Number: 4517334
Current Firm: Pks Advisory Services, LLC

David Neff (CRD# 4517334) is an Investment Advisor Representative working at Pks Advisory Services, LLC in Albany, NY and has over 6 years of experience in the finance industry.

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Company Name Location Dates Years
Pks Advisory Services, LLC Albany, NY Oct 2010 - Current 6
Purshe Kaplan Sterling Investments Albany, NY Oct 2010 - Current 6
Allstate Insurance Co Brentwood, TN Feb 2003 - Oct 2010 7
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Oct 2010
Contact Info for David W. Neff
Phone Number: (518) 426-5791
Firm Website: http://albanyadvisor.com
Registered State(s):
  • TN
By the Numbers
  • Total Assets Under Management
    402
    MILLIONS
  • Total Number of Accounts
    2,443
    ACCOUNTS
  • Average Account Value
    $164,465
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AR, AZ, CA, CO, CT, FL, GA, HI, IA, IL, IN, KS, KY, LA, MA, MD, ME, MI, MO, MS, NC, NH, NJ, NV, NY, OH, OK, OR, PA, SC, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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