Roberta Rocas (CRD# 2949277) is an Investment Advisor Representative working at Graypoint LLC in Albany, NY and has over 26 years of experience in the finance industry.
CRD# 4293316
Del-sette Capital Management, LLC
CRD# 5163406
Fenimore Asset Management, Inc.
CRD# 4335456
Lpl Financial LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Graypoint Llc (fka Jnb Advisors) | Albany, NY | Jul 2019 - Current | 4 |
| Hugh Johnson Advisors | Albany, NY | Mar 2018 - Jul 2019 | 1 |
| Nbt Bank | Canajoharie, NY | Feb 2003 - Mar 2018 | 15 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Apr 2000 |
| S65 | NASAA Investment Advisors Law Examination | Sep 1997 |
- NY
- TX
-
Total Assets Under Management3,875MILLIONS
-
Total Number of Accounts579ACCOUNTS
-
Average Account Value$6,691,838
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Other
CA, CT, FL, GA, LA, MA, MD, NC, NE, NH, NJ, NY, OH, PA, SC, TX, VA, VT
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