William Newman, financial advisor Albany NY
96 score

William Newman

CRD Number: 1044617
Current Firm: Northwestern Mutual Investment Services,llc

William Newman (CRD# 1044617) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Albany, NY and has over 29 years of experience in the finance industry.

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Professional Designations
Company Name Location Dates Years
Northwestern Mutual Wealth Management Company Milwaukee, WI May 2007 - Current 9
Nml Equities Inc. Milwaukee, WI Sep 1983 - Current 33
Northwestern Mutual Life Milwaukee, WI Jul 1982 - Current 34
Northwestern Mutual Investment Services, LLC Latham, NY Dec 1982 - Mar 2016 33
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 1987
S65 NASAA Investment Advisors Law Examination Dec 1999
Contact Info for William J. Newman
Phone Number: 866-664-7737
Registered State(s):
  • CT
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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