Joe Redmond, financial advisor Albuquerque NM
71 score

Joe Redmond

CRD Number: 4508947
Current Firm: The Wealth Consulting Group

Joe Redmond (CRD# 4508947) is an Investment Advisor Representative working at The Wealth Consulting Group in Albuquerque, NM and has over 14 years of experience in the finance industry.

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Company Name Location Dates Years
Lpl Financial Albuquerque, NM Nov 2014 - Current 2
K-care LLC Albuquerque, NM Jul 2000 - Current 16
New England Securities Albuquerque, NM Feb 2002 - Nov 2014 12
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Mar 2002
S65 NASAA Investment Advisors Law Examination May 2009
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
  • Judgments / Liens
Get Details on the FINRA Advisor Check site
Contact Info for Joe F. Redmond
Phone Number: (702) 263-1919
Firm Website: http://www.wealthcg.com
Registered State(s):
  • NM
  • TX
By the Numbers
  • Total Assets Under Management
    458
    MILLIONS
  • Total Number of Accounts
    2,351
    ACCOUNTS
  • Average Account Value
    $194,964
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States

AZ, CA, CO, FL, HI, IN, LA, MI, MO, NM, NV, NY, OR, TX, VA, WA, WI

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BADGES
71

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