Michael Parrott (CRD# 6546160) is an Investment Advisor Representative working at Osaic Advisory Services, LLC in Albuquerque, NM and has over 8 years of experience in the finance industry. Michael Parrott has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 4939910
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 6343481
The H Group, Inc.
CRD# 2376474
Cuso Financial Services
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Triad Hybrid Solutions | Atlanta, GA | Mar 2024 - Current | < 1 |
| Waterway Wealth Management | Albuquerque, NM | Apr 2021 - Current | 3 |
| Fidelity Brokerage Services LLC | Albuquerque, NM | Jul 2019 - Apr 2021 | 1 |
| Thornburg Securities Corp | Santa Fe, NM | Jul 2018 - Jul 2019 | 1 |
| Fidelity | Albuquerque, NM | May 2015 - Jun 2018 | 3 |
| Interactions Marketing | Las Cruces, NM | Mar 2015 - Aug 2015 | < 1 |
| Genghis Grill | Las Cruces, NM | Jan 2015 - Mar 2015 | < 1 |
| New Mexico State University | Las Cruces, NM | Aug 2012 - Jan 2015 | 2 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Nov 2015 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- NM
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Total Assets Under Management4,939MILLIONS
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Total Number of Accounts20,269ACCOUNTS
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Average Account Value$243,658
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