Nathan Roybal, financial advisor Albuquerque NM
88 score

Nathan Roybal

CRD Number: 5884910
Current Firm: Cetera Advisor Networks LLC

Nathan Roybal (CRD# 5884910) is an Investment Advisor Representative working at Cetera Advisor Networks LLC in Albuquerque, NM and has over 2 years of experience in the finance industry.

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Company Name Location Dates Years
Cetera Advisor Networks LLC El Segundo, CA Jul 2016 - Current < 1
Loving Thunder Therapeutic Horse Riding Rio Rancho, NM Mar 2015 - Current 1
Compass Bank Birmingham, AL Mar 2016 - Jul 2016 < 1
Bbva Compass Insurance Agency, Inc. Austin, TX Mar 2016 - Jul 2016 < 1
Bbva Securities Inc. Albuquerque, NM Mar 2016 - Jul 2016 < 1
Bbva Wealth Solutions Inc. Albuquerque, NM Mar 2016 - Jul 2016 < 1
Cetera Advisor Networks, LLC El Segundo, CA Mar 2014 - Mar 2016 2
Majdah Al-quhtani Albuquerque, NM Jan 2012 - Feb 2014 2
Bar Financial Albuquerque, NM Jan 2011 - Jan 2012 1
Las Campanas Santa Fe, NM Jul 2010 - Jan 2011 < 1
Cherry Hills Country Club Denver, CO May 2009 - Jul 2010 1
Johnson & Wales University Denver, CO Aug 2008 - May 2009 < 1
Hyatt Hotels Albuquerque, NM Jan 2008 - Jul 2008 < 1
University Of New Mexico Albuquerque, NM Aug 2003 - Dec 2007 4
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Dec 2014
Contact Info for Nathan P. Roybal
Phone Number: 310-326-3100
Registered State(s):
  • NM
By the Numbers
  • Total Assets Under Management
    16,791
    MILLIONS
  • Total Number of Accounts
    70,113
    ACCOUNTS
  • Average Account Value
    $239,482
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
88
Clean Record
This advisor has a clean track record with regulators.

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