Timothy Holloway (CRD# 4651126) is an Investment Advisor Representative working at Osaic Wealth, Inc. in Alexandria, LA and has over 20 years of experience in the finance industry.
CRD# 5096035
Cetera Investment Advisers LLC
CRD# 2740254
J.p. Morgan Securities LLC
CRD# 4734880
Ameriprise Financial Services, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Royal Alliance | Lafayette, LA | Feb 2014 - Current | 10 |
| Fsc Securities Corp Ria | Atlanta, GA | Mar 2013 - Apr 2017 | 4 |
| Fsc Securities Corporation | Alexandria, LA | Sep 2012 - Apr 2017 | 4 |
| Fsc Agency | Alexandria, LA | Sep 2012 - Apr 2017 | 4 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jun 2003 |
| S65 | NASAA Investment Advisors Law Examination | Feb 2013 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- LA
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Total Assets Under Management94,558MILLIONS
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Total Number of Accounts437,201ACCOUNTS
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Average Account Value$216,280
- A percentage of assets under your management
- Hourly charges
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- Educational seminars/workshops
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