Antonio Ramirez, financial advisor Alhambra CA
83 score

Antonio Ramirez

CRD Number: 2973343
Current Firm: Institute For Wealth Consultants, Inc.

Antonio Ramirez (CRD# 2973343) is an Investment Advisor Representative working at Institute For Wealth Consultants, Inc. in Alhambra, CA and has over 14 years of experience in the finance industry.

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Company Name Location Dates Years
Institute For Wealth Consultants, Inc. Dallas, TX Jan 2018 - Current < 1
The Benchmark Company, LLC New York, NY Oct 2017 - Current < 1
Concert Wealth Management, Inc. San Jose, CA Mar 2016 - Oct 2017 1
Sowell Financial Services, LLC North Little Rock, AR Oct 2016 - Oct 2016 < 1
Private Advisory Group Redmond, WA Jul 2014 - May 2016 1
Rp Capital LLC Aliso Viejo, CA Sep 2010 - Apr 2016 5
Strategic Capital Group Aliso Viejo, CA Sep 2010 - Dec 2014 4
Transition Period Aliso Viejo, CA Jun 2010 - Aug 2010 < 1
Fidelity Brokerage Services LLC Pasadena, CA Jul 2006 - May 2010 3
Strategic Advisers, Inc. Pasadena, CA Jul 2006 - May 2010 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 2009
S66 NASAA Uniform Combined State Law Examination Jul 2003
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Antonio Ramirez
Phone Number: 972-450-6000
Firm Website: http://www.iwainc.com
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

CA, TX, WA

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BADGES
83

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