Kent Hickey (CRD# 3150896) is an Investment Advisor Representative working at Ubequity Wealth Management, LLC in Round Rock, TX and has over 25 years of experience in the finance industry. Kent Hickey has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 4431657
Pbl Wealth Management
CRD# 5872877
Orchard Financial
CRD# 2827672
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Company Name | Location | Dates | Years |
---|---|---|---|
Ubequity Wealth Management, LLC | Austin, TX | Oct 2020 - Current | 3 |
Commonwealth Financial Network | Watham, MA | Oct 2019 - Jan 2021 | 1 |
Legacy Planning Partners | Coopersburg, PA | Feb 2010 - Jan 2021 | 10 |
Securian Financial Services Inc. | St. Paul, MN | Mar 2010 - Sep 2019 | 9 |
Minnesota Life Insurance Co | St. Paul, MN | Feb 2010 - Sep 2019 | 9 |
Exam Code | Name | Passed Date |
---|---|---|
S65 | NASAA Investment Advisors Law Examination | Oct 1998 |
S66 | NASAA Uniform Combined State Law Examination | Mar 2010 |
- PA
- TX
-
Total Assets Under Management33MILLIONS
-
Total Number of Accounts130ACCOUNTS
-
Average Account Value$250,342
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
PA, TX
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