Wayne Woodman, financial advisor Las Vegas NV

Wayne Woodman

CRD Number: 1019889
Current Firm: The Investment House LLC

Wayne Woodman (CRD# 1019889) is an Investment Advisor Representative working at The Investment House LLC in Las Vegas, NV and has over 39 years of experience in the finance industry.

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Company Name Location Dates Years
The Investment House LLC Los Angeles, CA May 2012 - Current 11
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 1984
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Wayne S. Woodman
Phone Number: 310-873-3021
Firm Website: https://tihllc.com
Registered State(s):
  • CA
  • NV
By the Numbers
  • Total Assets Under Management
    1,621
    MILLIONS
  • Total Number of Accounts
    516
    ACCOUNTS
  • Average Account Value
    $3,141,683
Compensation Options
  • A percentage of assets under your management
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
Types of Clients
Registered States

CA, CO, FL, IL, LA, NJ, NV, NY, TX

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