Richard Simons (CRD# 2649426) is an Investment Advisor Representative working at Diamond Wealth Management, LLC in Alpine, UT and has over 28 years of experience in the finance industry.
CRD# 4683570
Cetera Investment Advisers LLC
CRD# 1870699
Five Seasons Financial Planning LLC
CRD# 840425
Equitable Advisors, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Northern Peaks Soccer Club LLC | Cedar Hills, UT | Jul 2018 - Current | 5 |
| Diamond Wealth Management, LLC | Alpine, UT | Nov 2017 - Current | 6 |
| Odyssey Aviation LLC | Medley, FL | Nov 2017 - Dec 2020 | 3 |
| Capital Guardian Wealth Management, LLC | Alpine, UT | Jul 2012 - Oct 2017 | 5 |
| Capital Guardian, LLC | Alpine, UT | Nov 2012 - Jun 2017 | 4 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Aug 1995 |
| S65 | NASAA Investment Advisors Law Examination | Dec 1999 |
- TX
- UT
-
Total Assets Under Management154MILLIONS
-
Total Number of Accounts450ACCOUNTS
-
Average Account Value$341,556
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
AK, AZ, CA, CO, NY, TX, UT, WA
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