Jim Fish, financial advisor Alta Loma CA
88 score

Jim Fish

CRD Number: 6374704
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

Jim Fish (CRD# 6374704) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Alta Loma, CA and has over 2 years of experience in the finance industry.

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Company Name Location Dates Years
Merrill Lynch, Pierce, Fenner & Smith Incorporated Alta Loma, CA Aug 2015 - Current 1
Bank Of America, N.a. Alta Loma, CA Aug 2015 - Current 1
Edward Jones St Louis, MO Aug 2014 - Aug 2015 1
Vnat Restaurants Inc. Redlands, CA Jun 2010 - Jul 2014 4
James Canny & Associates Upland, CA Jan 2009 - Jun 2010 1
Pacific Associates Montclair, CA Jan 2002 - Jan 2009 7
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Oct 2014
Contact Info for Jim Fish
Phone Number: 800-637-7455
Registered State(s):
  • CA
  • TX
By the Numbers
  • Total Assets Under Management
    575,342
    MILLIONS
  • Total Number of Accounts
    1,715,259
    ACCOUNTS
  • Average Account Value
    $335,425
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
88
Clean Record
This advisor has a clean track record with regulators.

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